Compliance Monitoring Manager

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our collegiate and dynamic compliance Monitoring team. Reporting to the Senior Compliance Assurance Manager, duties will include:Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities...

Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

Compliance Monitoring Manager RoleWe are seeking a skilled Compliance Monitoring Manager to join our client for a 6-12 month assignment. The successful candidate will be responsible for:Developing monitoring programmes and conducting initial workEvaluating findings and recommending control and procedural changesEnsuring compliance with procedures and...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

Job Title: Senior Compliance Monitoring AssociateJob Reference: 4047G2Salary: £60K - £65K + Good Benefits Hybrid (West End)We are seeking a Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Assisting in the...

Senior Compliance Monitoring Associate – A Key Role in Our Compliance TeamWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of the team, you will be responsible for delivering the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable...

Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team. The ideal candidate will have at least two years of experience in compliance monitoring, with a focus on wealth management and retail financial services.Key Responsibilities:Deliver high-quality compliance monitoring activities and...

Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Compliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for assessing the Bank's existing information security control environment, identifying potential control gaps, and developing a strategy for enhancement to manage risks in line with...

Company Overview:We are seeking a skilled Compliance Manager to join our team at a leading global commodities organisation. This role will play a crucial part in managing a small team and providing 4 days of on-site support.Key Responsibilities:Ensure adherence to all applicable regulatory obligations, particularly those of the FCA, LME, NFA, and CFTC.Stay...

As a Compliance Monitoring Manager at caia - Jobboard, you will be responsible for designing and implementing an annual monitoring plan to ensure compliance with regulatory expectations and client requirements. This will involve identifying higher-risk areas and designing detailed monitoring programs to address them. You will also be responsible for...

Location: Newbury or London, hybrid workingSalary: Excellent basic salary plus bonus and Vodafone benefitsWorking Hours: Full time hours per week – Mon to FriVodafone UK is committed to driving inclusion for all, creating a workplace that is fully representative of the communities and customers we serve. We're proud to be certified as a Great Place to Work...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Roles and ResponsibilitiesThe Compliance Monitoring Manager will be a key member of the Vodafone UK Risk and Compliance team, responsible for supporting the Senior Manager of Policy, Monitoring and Governance with the creation and delivery of a robust compliance monitoring framework. This will ensure Vodafone meets its regulatory obligations and maintains a...