Senior Financial Services Advisor
6 days ago
We are seeking an experienced Senior Financial Services Advisor to join our Compliance department at SEI Investments. As a key member of our team, you will play a critical role in ensuring that our business operates in compliance with all applicable rules and regulations.
About the RoleIn this role, you will be responsible for providing regulatory advice and guidance to our Asset Management business unit, as well as supporting the development of new or revised regulatory/compliance policies and procedures. You will also be required to communicate effectively with stakeholders, including senior management and key business units.
Key Responsibilities:
- Provide timely and practical regulatory advice and guidance to our Asset Management business unit.
- Support the development of new or revised regulatory/compliance policies and procedures.
- Communicate effectively with stakeholders, including senior management and key business units.
- Contribute to the identification, assessment, and control of risks and risk events.
Requirements:
- 5+ years' experience in financial services compliance.
- Proven track record of providing high-quality compliance advice and guidance.
- Strong analytical and communication skills.
- Ability to work effectively in a fast-paced environment.
Benefits:
- A competitive salary of £60,000-£80,000 per annum, depending on experience.
- A comprehensive benefits package, including private medical care, enhanced family leave, volunteer days, and access to thriving employee networks.
- Opportunities for professional growth and development within a dynamic and innovative company.
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