Senior Compliance Officer

We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

Compliance Analyst RoleAJ FOX COMPLIANCE is seeking a skilled Compliance Analyst to join their London office. This role will support the Compliance team in all their legal and regulatory duties.Key Responsibilities:Conduct customer due diligence (CDD) for a wide range of clients, reviewing CDD materials and advising on any additional information...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

Job Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Are you an ambitious and forward-thinking solicitor with 5+ years PQE looking for your next law firm risk and compliance role?AJ Fox Compliance is seeking a Senior Risk & Compliance Lawyer to join their Risk & Compliance team in Manchester.The ideal candidate has a background in law firm regulation, complaints handling or commercial contracts and can support...

Job DescriptionWe are seeking a highly skilled AML and Compliance Senior Specialist to join our team at AJ Fox Compliance. This role involves conducting thorough AML checks, ensuring compliance with our firm's policies by reviewing documentation and performing risk assessments for new and reopened clients.The ideal candidate will have a strong background in...

Compliance Officer RoleWe are seeking a seasoned Compliance Officer to join our team at Compliance Professionals. As a specialist mortgage lending company, we require a professional with a strong background in compliance and financial crimes to ensure our operations meet the highest regulatory standards.Key ResponsibilitiesMaintain and develop compliance...

Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

About the RoleThis diverse and engaging role allows an ambitious individual to expand their compliance expertise and enjoy tackling regulatory challenges alongside day-to-day AML and conflicts duties. As a Senior Risk and Compliance Analyst, you will play a crucial part in ensuring the smooth operation of our firm's compliance processes.You will conduct...

Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...