Regulatory Reporting Specialist

1 month ago


London, Greater London, United Kingdom TP ICAP Full time
Role Overview

TP ICAP is seeking a highly skilled Regulatory Reporting Specialist to join its EMEA Finance team. The successful candidate will play a pivotal role in meeting the external reporting obligations of the team, with a primary focus on Regulatory and Statutory reporting across all legal entities within the EMEA region.

This role is focused on ensuring compliance with regulatory reporting requirements, offering the opportunity to actively contribute to a range of Finance-related regulatory projects and initiatives. The ideal candidate will be a self-driven professional with exceptional communication, organisational, managerial, and analytical abilities. Being able to work efficiently whilst ensuring a quality and controlled delivery of information is paramount. Collaboration with various other functions within the finance department as well as the wider organisation will be a significant aspect of this role.

Key Responsibilities
  1. Delivery of prudential regulatory reporting requirements (FCA, NFA, ACPR, DFSA, CFTC, EBA & DNB) and UK Client Money (CMAR).
  2. Working with the business to optimise return on capital across EMEA.
  3. Responsible for the Finance inputs into the EMEA Internal Capital Adequacy and Risk Assessments (ICARAs) and Wind down plans for in scope regulated entities.
  4. Assist in drafting technical papers & ALCO/Board updates to support regulatory treatments and governance.
  5. Provide input into the development of regulatory reporting systems and automation of processes.
  6. Design effective financial resource monitoring, working closely with Risk and Business.
  7. Assess regulatory impact of business change initiatives under applicable regulatory frameworks.
  8. Horizon scanning for relevant Regulatory changes including assessment of impact on the firms capital requirements.
  9. Collaborate with EMEA Treasury team to ensure appropriate capital and liquidity buffers are maintained.
  10. Work closely with auditors during year-end processes and regulatory reviews.
  11. Scenario planning and stress testing to ensure business resilience against regulatory and economic changes.
  12. Foster strong working relationships across wider EMEA Finance team, Risk, Compliance and the Business.
  13. Provide ad hoc assistance with prudential and statutory deliverables as required.
Requirements

Essential
  • Knowledge of capital requirements and regulatory reporting standards.
  • Understanding of Finance inputs into the EMEA Internal Capital Adequacy and Risk Assessment (ICARA/ICAAP) and Windown Plan.
  • Finance Professional (ACA, CIMA, ACCA, MBA Finance) with post qualification experience in regulatory control roles.
  • Proficient in using Microsoft Office suite, particularly excel and experience of accounting software (Oracle Financials and Onestream) is advantageous.
  • Demonstrate a risk and controls mindset, ensuring deliverables are documented appropriately.
Desired
  • Understanding of accounting principles, GAAP and IFRS.
  • Experience in managing small teams, including training and development of junior staff.


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