Regulatory Control Specialist
2 weeks ago
We are seeking an experienced Ops professional to join our G MASS team as a Regulatory Control Specialist. This is a 9-month contract with the possibility of extension, offering a competitive salary in the region of £50,000 - £55,000 per annum.
The role requires familiarity with industry-related directives such as Dodd-Frank, EMIR, MIFID II, and SFTR. You will be responsible for identifying areas for improvement and remediation in the Regulatory Control process and Sales Support functions.
Your key responsibilities will include:
- Developing and maintaining MIS to track performance and accuracy
- Overseeing and challenging KRIs produced by the Sales Support team in India
- Managing regulatory point-of-trade queries from Sales and ensuring data discrepancies are investigated and remediated in a timely manner
- Ensuring efficient trade processing across OTC and Cash products while following procedural, control, and risk management requirements
- Managing relationships with sales teams, trading desks, business partners, and external clients and vendors
To succeed in this role, you will need:
- Familiarity with major asset classes: equity, credit, rates, FX cash & derivatives, and their data characteristics
- Excellent communication skills, both internally and externally
- A strong track record in process enhancement and improvement
- The ability to work independently while supporting the overall goals of the team
Benefits include a competitive salary, the opportunity to work with a reputable client, and the chance to develop your skills and experience in a dynamic and supportive environment.
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Regulatory Control Specialist
7 days ago
London, Greater London, United Kingdom Illinois CPA Society Full timeJob Title: Regulatory Control SpecialistWe are seeking a highly skilled and experienced Regulatory Control Specialist to join our team in London. As a key member of our Risk Management department, you will play a critical role in ensuring the firm meets all financial control and reporting obligations.
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...
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Regulatory Affairs Strategist
7 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Senior Regulatory Controls Specialist
5 hours ago
London, Greater London, United Kingdom Goodman Masson Full timeJob Title: Senior Regulatory Controls SpecialistThe Goodman Masson team is seeking an experienced Ops professional with a Sales Support or Regulatory background to join their client, an investment banking firm, on a 9-month contract. The role involves enhancing the Regulatory Control process and Sales Support functions by identifying areas for improvement...
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London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
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Regulatory Risk Control Specialist
4 days ago
London, Greater London, United Kingdom NCAA (National Collegiate Athletic Association) Full timeWe are seeking a highly motivated Regulatory Risk Control Specialist to join our team at the NCAA (National Collegiate Athletic Association).Company OverviewThe National Collegiate Athletic Association is the governing body of college athletics in the United States and Canada. Our mission is to support student-athletes, colleges, and universities by...
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Regulatory Compliance Specialist
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London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Regulatory Medical Specialist
7 days ago
London, Greater London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeCompany OverviewThe Medicines and Healthcare Products Regulatory Agency is a leading organization in the field of medical regulation, working to protect public health through the effective regulation of medicines and medical devices.About the RoleWe are currently seeking a Regulatory Medical Specialist to join our team within the Safety and Surveillance...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Howden Group Full timeThe Regulatory Compliance Specialist will work within the Compliance Function's Regulatory Team, responsible for ensuring effective systems, controls, policies, and procedures are in place to meet regulatory requirements.Key Responsibilities:Supporting Broking teams in the regulatory field.Working with other teams to provide specialist support and...
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Regulatory Medical Document Specialist
4 weeks ago
London, Greater London, United Kingdom Hays Specialist Recruitment Limited Full timeMedical Writer Opportunity in Rare DiseasesHays Specialist Recruitment Limited is seeking a skilled Medical Writer to join their team for a 6-month contract in the rare diseases arena. As a Regulatory/Clinical Medical Writer, you will be responsible for creating high-quality regulatory and clinical documents, including protocols, core dossiers, CSRs, and...
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Regulatory Controller Associate
1 month ago
London, Greater London, United Kingdom Goldman Sachs Full timeOur TeamAt Goldman Sachs, we're a team of specialists responsible for managing the firm's liquidity, capital, and risk. We provide the overall financial control and reporting functions, ensuring the firm meets all financial control and reporting obligations of a global, regulated, and public financial institution.Key ResponsibilitiesCalculating components of...
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Credit Control Specialist
1 week ago
London, Greater London, United Kingdom Portfolio Credit Control Full timeJob Description: We are seeking an experienced Credit Control Specialist to join our team at Portfolio Credit Control. The successful candidate will be responsible for managing the credit control process, including sending invoices and reminders to clients, negotiating payment plans, and escalating overdue accounts to management. The ideal candidate will...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Illinois CPA Society Full timeJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our GBM Regulatory Controls team. The successful candidate will be responsible for providing assurance for non-financial regulatory compliance and monitoring functions.Key ResponsibilitiesDevelop and implement control assessments to validate data reported and ensure...
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Regulatory Reporting Specialist
1 month ago
London, Greater London, United Kingdom Mason Blake Full timeMason Blake is seeking a Regulatory Reporting Specialist to join their team. The ideal candidate will have experience in trade and transaction regulatory reporting, with a proven track record of managing Transaction Reporting.The successful candidate will be responsible for:Day-to-day management of staff responsible for regulatory reportingQuality control:...
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Compliance and Regulatory Specialist
7 days ago
London, Greater London, United Kingdom Access Appointments Consultancy Limited Full timeAre you a skilled compliance professional looking for a challenging role in the financial services industry? We are seeking an experienced Compliance and Regulatory Specialist to join our team at Access Appointments Consultancy Limited.This is a unique opportunity to work on high-profile projects, develop your expertise in compliance and regulatory matters,...
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Regulatory Risk Specialist
1 month ago
London, Greater London, United Kingdom caia - Jobboard Full timeJoin us at caia - Jobboard as we seek a skilled Regulatory Risk Specialist to support our leading London-based investment bank in managing regulatory risk. This 6-month contract offers a hybrid working arrangement, providing the perfect balance between work and personal life.As a Regulatory Risk Specialist, you will:Support the business in managing...
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Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom S&P Global, Inc. Full timeAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our Index Governance Operations team at S&P Global, Inc.The ideal candidate will have a strong understanding of regulatory frameworks related to financial benchmarks and IOSCO Principles.Key Responsibilities:Assist in the oversight of index operations, ensuring compliance...
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Regulatory Reporting Specialist
1 month ago
London, Greater London, United Kingdom Qube Research & Technologies Limited Full timeRegulatory Reporting SpecialistAt Qube Research & Technologies Limited, we are seeking a highly skilled Regulatory Reporting Specialist to join our Compliance team. As a key member of our team, you will be responsible for managing and developing regulatory reporting systems and controls.Key Responsibilities:Assess regulatory reporting risks and developments...
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Regulatory Economics Specialist
1 week ago
London, Greater London, United Kingdom Baringa Partners Full timeAre you passionate about regulatory economics and looking for a challenging role in a dynamic environment? Baringa Partners is seeking an experienced Regulatory Economics Specialist to join our team.Baringa Partners is a leading management consulting firm with a strong presence in the energy and resources sector. Our Regulatory Policy and Economics practice...
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Regulatory Reporting Specialist
3 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timeJob Title: Regulatory Reporting SpecialistJob Summary: We are seeking a Regulatory Reporting Specialist to join our team at Gresham Hunt. As a key member of our dynamic team, you will play a pivotal role in ensuring accurate and timely regulatory submissions to BoE/PRA, encompassing CoRep, FinRep, and statistical returns.Key Responsibilities:Generate monthly...