Junior Compliance Officer

3 weeks ago


London, Greater London, United Kingdom Jefferies Full time

Job Summary:

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our Jefferies Compliance team. The ideal candidate will have a strong understanding of regulatory requirements and be able to provide advice based on sound judgment.

Key Responsibilities:

  • Assist in the review and maintenance of the Firm's Global Watch and Restricted Lists.
  • Provide advice to business groups, Legal and Compliance colleagues on Information Barriers, wall crossing procedures, and sensitive information policies.
  • Chaperone communications between Investment Banking and Research teams.

Requirements:

  • Strong analytical skills and ability to think critically.
  • Excellent communication and interpersonal skills.
  • Ability to work effectively in a team environment and adapt to changing priorities.
  • Strong knowledge of FCA, FINRA, and other regulatory rules.

Qualifications:

  • Degree-educated with relevant Legal or Compliance experience.

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