Product Compliance Specialist

1 month ago

London, Greater London, United Kingdom Wise Full time

Team Mission:

We are seeking an experienced Compliance Manager to join our 1LOD FinCrime Product Risk and Compliance team. This individual will work closely with our Product and Compliance teams to ensure our KYC program is effective and compliant.

Your Role:

  • Collaborate with KYC product teams to design controls and support the interpretation of global regulation.
  • Identify and drive enhancements to improve customer experience, unlock growth, and streamline operational processes.
  • Use data to define the effectiveness of controls and support ongoing testing and implementation.
  • Work with product teams to prioritize control improvements and strengthen our program while finding efficiencies.
  • Define project plans and facilitate the implementation of control improvements identified in audits or by third parties.
  • Perform periodic reviews to ensure our controls remain compliant and up-to-date with changing regulations and industry guidance.

Qualifications:

We are looking for someone passionate about payments, fintech, and compliance risk management. You should have:

  • Minimum 5 years experience working within KYC, with a focus on implementing control enhancements.
  • CAMS, ICA or equivalent certification desirable.
  • Experience collaborating with product and engineering teams to develop KYC and/or financial crime controls.
  • Strong data analytics skills, with comfort using a BI tool such as Looker.
  • Clear communication, project coordination, and management skills.
  • A sense of camaraderie and good humour while under pressure or tight deadlines.
  • Wisdom, a world view, and talent for thinking outside the box.
  • Professionalism and high integrity.
  • Willingness to challenge teams and themselves on how to best serve our customers, while keeping processes robust and compliant.

What We Offer:

  • Salary between 67,500 and 87,500 GBP.
  • Generous stock options package.
  • Lots of awesome Wise benefits.

We believe in building a diverse, equitable, and inclusive team. We celebrate our differences and strive to create an environment where every member feels respected, empowered to contribute, and able to progress in their careers.

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

  • Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Compliance Full time

    About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

  • Compliance Associate Specialist

    3 weeks ago

    London, Greater London, United Kingdom Sovos Compliance Full time

    At Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...

  • Regulatory Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

  • Product Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Citigroup Global Markets Limited Full time

    About the RoleCitigroup Global Markets Limited is seeking a highly skilled Product Compliance Specialist to join our team in London, UK. As a Product Compliance Specialist, you will play a critical role in ensuring that our products and services comply with relevant laws and regulations.In this role, you will work closely with our product teams to design and...

  • Product Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom undisclosed Full time

    Product Compliance SpecialistWe are seeking an experienced Product Compliance Specialist to join our team at an undisclosed furniture and interiors brand. As a Product Compliance Specialist, you will play a critical role in ensuring the compliance of all products across various categories.Main ResponsibilitiesEnsure compliance of all products with current...

  • Senior Wealth Management Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...

  • Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Role Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...

  • Financial Markets Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    **About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

  • Compliance Operations Specialist

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly motivated Compliance Operations Specialist to join our team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for someone who enjoys being hands-on and is ready to collaborate closely with teams across the firm, as it will require five days a week in the office.As a key member of our compliance team, you will be...

  • Compliance Risk Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionAt AJ Fox Compliance, we are seeking a highly skilled Compliance Risk Specialist to join our legal team in London. This role will support the Compliance team in their legal and regulatory duties.Key Responsibilities:Conduct Customer Due Diligence (CDD) for various clients, including individuals, companies, and trusts.Perform risk assessments...

  • Product Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom I Love My Job Ltd. Full time

    We are seeking a Product Compliance Specialist to join our successful furniture & interiors brand, where you will play an integral role in bringing complaint and sustainable products to market. As part of the product development team, you will be responsible for compliance across all product categories, working closely with the design, PD, and buying...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

  • Compliance Director

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

  • Product Compliance Specialist

    3 weeks ago

    London, Greater London, United Kingdom TAIKO Full time

    Product Compliance SpecialistEstablished in 1997, Taiko Foods has become a leading manufacturer of sushi, food to go, and prepared meals for the UK supermarket industry. As a Product Compliance Specialist at Taiko, you will play a crucial role in ensuring the safety and legality of our products and packaging.Key Responsibilities:Create, manage, and maintain...

  • Senior Compliance Monitoring Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    About the RoleAs a Senior Compliance Monitoring Specialist at Compliance Recruitment Solutions, you will play a critical role in ensuring the effectiveness of our compliance monitoring programme. Your primary responsibilities will include:Key ResponsibilitiesAssisting in the delivery of the annual compliance monitoring programme by undertaking agreed...

  • Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Paritas Recruitment - Compliance Full time

    A leading commodities trading firm based in London is seeking a skilled Compliance Specialist to join their team. This role involves supporting the onboarding and risk management of third-party entities, with a primary focus on Know Your Customer (KYC) processes.The successful candidate will assist with various aspects of the Compliance Programme, including...

  • Compliance Risk Management Specialist

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the RoleWe are seeking a skilled Compliance Risk Management Specialist to join our AJ FOX COMPLIANCE team in London. This is an exciting opportunity for someone looking to take on a wider role with broader responsibilities and greater exposure to various regulatory functions.Key Responsibilities:Act as a key point of contact for compliance queries,...

  • Regulatory Affairs Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...