Regulatory Compliance Expert for Wholesale Banking

6 days ago

London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time
Job Overview

We are seeking a highly experienced Regulatory Compliance Expert to join our team in Wholesale Banking. As a key member of our compliance function, you will be responsible for ensuring that our business operations comply with all relevant regulatory requirements.

Key Responsibilities
  • Provide proactive compliance advice and support to the business, including identifying and mitigating regulatory risks.
  • Develop and maintain comprehensive knowledge of regulatory requirements applicable to wholesale banking activities, including Dodd-Frank Title VII, EMIR, and SFTR.
  • Contribute to the assessment of compliance risk within the organization, including inherent risk and residual risk after mitigation.
  • Raise awareness among staff on compliance risk relating to these regulations through communication of regulatory changes and news, designing and delivering compliance training, and actively encouraging a culture of compliance.
  • Assist with regulatory enquiries from FCA, CFTC, NFA, or SEC, including active participation in regulatory examination.
Requirements

To be successful in this role, you will need:

  • A minimum of 5 years' experience in the financial services industry, covering wholesale banking activities.
  • Broad scope of exposure to financial products, particularly derivatives products and stock loan and borrows/repos activities.
  • Ability to analyze and interpret data and information.
  • Flexible and adaptable.
  • IT literate, with a good command of the Microsoft Office Suite.
Benefits

This is an excellent opportunity to work with a leading global bank, where you will have the chance to develop your skills and expertise in a dynamic and challenging environment. In return, we offer a competitive salary package and benefits, including:

  • A salary of around $120,000 per annum, based on experience and qualifications.
  • A comprehensive benefits package, including health insurance, pension scheme, and generous holiday entitlement.

We are committed to providing a positive and inclusive work environment, where everyone has the opportunity to thrive and reach their full potential.

  • Regulatory Compliance Expert for Wholesale Banking

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    About the RoleWe are seeking a highly experienced Regulatory Compliance Expert to join our team in London. As a key member of our Wholesale Banking Compliance department, you will play a critical role in ensuring that our business operations comply with relevant regulations and laws.This is an exciting opportunity for a seasoned professional to leverage...

  • Regulatory Compliance Expert

    1 week ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our Wholesale Banking team at SGS Société Générale de Surveillance SA.The successful candidate will play a crucial role in ensuring that our business operations comply with relevant regulations, laws, and industry standards.About the RoleThis is an excellent opportunity for...

  • Regulatory Expert for Wholesale Banking

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    About the RoleWe are seeking a highly skilled Regulatory Expert to join our team in Wholesale Banking. The successful candidate will play a crucial role in ensuring compliance with regulatory requirements and maintaining a strong reputation for our organization.

  • Regulatory Compliance Expert for Wholesale Banking

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Expert to join our team in London. As a key member of our Swap Dealer Compliance Advisory team, you will be responsible for ensuring that our activities comply with regulatory requirements.Job DescriptionThe successful candidate will have a minimum of 5 years' experience in the financial...

  • Regulatory Expert for Wholesale Banking Activities

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Société Générale de Surveillance SA is committed to delivering exceptional services in the financial sector, and we are seeking a highly skilled Regulatory Expert to join our team. This role will play a critical part in ensuring compliance with regulatory requirements across wholesale banking activities.Job DescriptionThe Regulatory Expert will be...

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job OverviewThis role is responsible for ensuring compliance with regulatory requirements in the wholesale banking sector. The successful candidate will have a minimum of 5 years experience in financial services, covering wholesale banking activities.

  • Regulatory Compliance Expert

    6 days ago

    London, Greater London, United Kingdom Goodman Masson Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team in the role of Policy and Regulatory Affairs Manager. This is a challenging opportunity for someone who wants to make a real impact on the regulatory landscape of wholesale credit risk.About the RoleIn this critical position, you will lead on regulatory interpretation of...

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Company OverviewSociete Generale de Surveillance SA is a leading global financial institution with a strong presence in wholesale banking. Our commitment to regulatory compliance and risk management enables us to provide innovative solutions to our clients.Job DescriptionWe are seeking an experienced Regulatory Compliance Specialist to join our team in...

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Our team is responsible for ensuring that Societe Generale SA's wholesale banking activities comply with all relevant regulations and laws.The Regulatory Compliance Specialist will play a key role in this effort, working closely with our business units and other stakeholders to ensure that our activities are in line with regulatory requirements.This...

  • Regulatory Compliance Expert

    7 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at SGS Société Générale de Surveillance SA.About the RoleThe Regulatory Compliance Expert will be responsible for ensuring that our activities and operations comply with relevant regulations and laws. This includes providing guidance and support to our business...

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    We are seeking a highly skilled Regulatory Compliance Specialist to join our team in SGS Société Générale de Surveillance SA.Job DescriptionThe primary responsibility of this role is to provide regulatory compliance expertise for wholesale banking activities, specifically focusing on derivatives products and stock loan and borrows/repos activities.As a...

  • Regulatory Compliance Expert

    1 day ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Job OverviewSociété Générale de Surveillance SA seeks an experienced Regulatory Compliance Expert to join our team. As a key member of our Compliance Service Unit, you will be responsible for ensuring compliance with regulatory requirements and mitigating reputational risk.About the RoleThe ideal candidate will have a strong background in wholesale...

  • Regulatory Compliance Expert

    1 week ago

    London, Greater London, United Kingdom Vixio Regulatory Intelligence Full time

    Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

  • Regulatory Compliance Expert

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

  • Regulatory Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    About UsSociete Generale is a leading international banking group providing financial services to private individuals, corporate and institutional clients. With a presence in over 65 countries across Europe, Asia, Americas, Africa and the Middle East, we aim to build a more sustainable future for our clients, our employees and the communities around...

  • Regulatory Compliance Expert

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    Company OverviewSociete Generale de Surveillance SA is a leading provider of surveillance solutions for the financial industry.We are committed to delivering high-quality services that meet the evolving needs of our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team in London.The successful candidate will be...

  • Regulatory Compliance Expert

    6 days ago

    London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full time

    OverviewSociété Générale de Surveillance SA is a leading financial institution with a strong presence in the wholesale banking sector. Our commitment to compliance and regulatory excellence has earned us a reputation as a trusted partner for businesses around the world.Salary: £80,000 - £110,000 per annumJob DescriptionThe Regulatory Compliance Expert...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a Junior Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.The ideal candidate will have 1-2 years of experience in a regulatory compliance role within the banking space, knowledge of FCA & PRA regulations, and a degree or MBA in Compliance.Key responsibilities...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...