Compliance Risk Management Specialist

3 weeks ago


London, Greater London, United Kingdom Goodman Masson Full time

Goodman Masson is seeking a Compliance Risk Management Specialist to join our team.

The estimated salary for this role is £60,000 - £80,000 per annum.

About the Role

This is an exciting opportunity to work in a dynamic and fast-paced environment, where you will be responsible for ensuring that our business operations are compliant with relevant laws and regulations.

As a Compliance Risk Management Specialist, you will be working closely with our CRO to maintain a strong compliance culture within the business.

You will be responsible for evolving the framework of compliance monitoring and carrying out compliance monitoring activities, including call reviews, file reviews, and thematic reviews based on risk assessment.

Additionally, you will handle staff dealing approvals, monitor, and review staff dealing-related reports, as well as support disclosures of interest and other regulatory reporting and filing for the company.

You will also support licensing-related matters and other regulatory filing, liaising with UK and EU regulators on their inquiries, and coordinate with IT on system enhancement and user-acceptance testing for features related to compliance.

Furthermore, you will assist in other tasks assigned and ad-hoc projects, including due diligence checks, and review current/future regulatory changes and provide recommendations to the business on likely impact.

Requirements
  • A minimum of 3 years' experience in handling compliance matters.
Benefits

We offer a competitive salary, excellent benefits package, and opportunities for career growth and development.


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