Financial Conduct Authority Advisor
3 weeks ago
We are seeking a Financial Conduct Authority Advisor to join our team at Love Finance. As a leading online finance broker and lender, we are committed to maintaining the highest standards of integrity and ethics in the financial services industry.
Role Overview
The successful candidate will be responsible for ensuring our business operates in full compliance with the Financial Conduct Authority (FCA) regulations and other relevant legal frameworks. This is a critical role, supporting the continued growth and success of the firm by mitigating regulatory risks and ensuring that we meet all compliance obligations in a fast-paced environment.
Key Responsibilities:
- Develop and implement effective compliance policies, procedures, and internal controls to ensure alignment with regulatory requirements and best practices.
- Conduct regular compliance monitoring, audits, and reviews to identify potential risks or non-compliance.
- Prepare and submit internal and external reports to senior management, the FCA, and other regulatory bodies as needed.
- Provide compliance training to staff at all levels to ensure they are fully aware of regulatory requirements and the company's internal compliance policies.
- Identify, assess, and report on compliance risks, advising senior management on risk mitigation strategies.
Requirements
We are looking for an individual with at least 3–5 years of experience in a compliance role within an FCA-regulated financial services firm. Experience with consumer credit, loan brokering, and lending is highly desirable.
Salary Range: £34,000 - £60,000 per annum depending on experience.
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