Current jobs related to Client Assets - London, Greater London - FXCM

  • Client Asset Manager

    1 month ago


    London, Greater London, United Kingdom CMC Markets Full time

    Job Title: Client Asset ManagerCMC Markets is seeking an experienced Client Asset Manager to lead our Client Asset Management Team within the Finance Department.About the Role:The Client Asset Manager will be responsible for ensuring the firm's compliance with its obligations under the Financial Conduct Authority (FCA) Client Asset Money regime (CASS) and...

  • Client Asset Manager

    1 month ago


    London, Greater London, United Kingdom CMC Markets Full time

    Job Title: Client Asset ManagerCMC Markets is seeking an experienced Client Asset Manager to lead our Client Asset Management Team within the Finance Department.About the Role:The Client Asset Manager will be responsible for ensuring the firm's compliance with its obligations under the Financial Conduct Authority (FCA) Client Asset Money regime (CASS) and...


  • London, Greater London, United Kingdom AI Assets Full time

    About the RoleWe are seeking a highly skilled Sales Closer to spearhead our sales efforts and capitalize on exciting opportunities in the market. As a crucial contributor to the Ai Assets team, your primary day-to-day responsibility is to generate and cultivate a robust sales pipeline while effectively converting leads into sales.Key ResponsibilitiesGenerate...


  • London, Greater London, United Kingdom AI Assets Full time

    About the RoleWe are seeking a highly skilled Sales Closer to spearhead our sales efforts and capitalize on exciting opportunities in the market. As a crucial contributor to the Ai Assets team, your primary day-to-day responsibility is to generate and cultivate a robust sales pipeline while effectively converting leads into sales.Key ResponsibilitiesGenerate...


  • London, Greater London, United Kingdom Checkout Full time

    Job Title: Safeguarding and Client Assets ManagerAt Checkout, we're committed to enabling businesses and their communities to thrive in the digital economy. As a Safeguarding and Client Assets Manager, you'll play a critical role in contributing to the design and implementation of our Safeguarding Policy Framework across multiple regulated entities.Key...


  • London, Greater London, United Kingdom Checkout Full time

    Job Title: Safeguarding and Client Assets ManagerAt Checkout, we're committed to enabling businesses and their communities to thrive in the digital economy. As a Safeguarding and Client Assets Manager, you'll play a critical role in contributing to the design and implementation of our Safeguarding Policy Framework across multiple regulated entities.Key...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Empirical Search Limited: Head of Safeguarding and Client AssetsWe are seeking a seasoned professional to lead our Treasury team in safeguarding and client asset protection. The successful candidate will be responsible for designing and implementing a safeguarding policy framework across multiple regulated entities.Key Responsibilities:Develop and implement...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Empirical Search Limited: Head of Safeguarding and Client AssetsWe are seeking a seasoned professional to lead our Treasury team in safeguarding and client asset protection. The successful candidate will be responsible for designing and implementing a safeguarding policy framework across multiple regulated entities.Key Responsibilities:Develop and implement...


  • London, Greater London, United Kingdom Checkout Full time

    Job Title: Safeguarding and Client Assets ManagerAt Checkout, we're committed to enabling businesses and their communities to thrive in the digital economy. As a Safeguarding and Client Assets Manager, you'll play a critical role in contributing to the design and implementation of our Safeguarding Policy Framework across multiple regulated entities.Key...


  • London, Greater London, United Kingdom Checkout Full time

    Job Title: Safeguarding and Client Assets ManagerAt Checkout, we're committed to enabling businesses and their communities to thrive in the digital economy. As a Safeguarding and Client Assets Manager, you'll play a critical role in contributing to the design and implementation of our Safeguarding Policy Framework across multiple regulated entities.Key...


  • London, Greater London, United Kingdom Checkout Full time

    Unlock Your Potential as a Safeguarding and Client Assets ExpertWe're on a mission to empower businesses and their communities to thrive in the digital economy. As a strategic payments partner for leading brands, we're building diverse and inclusive teams around the world to create better experiences for our merchants and partners.About the RoleWe're seeking...


  • London, Greater London, United Kingdom Checkout Full time

    Unlock Your Potential as a Safeguarding and Client Assets ExpertWe're on a mission to empower businesses and their communities to thrive in the digital economy. As a strategic payments partner for leading brands, we're building diverse and inclusive teams around the world to create better experiences for our merchants and partners.About the RoleWe're seeking...

  • Cost Estimator

    4 weeks ago


    London, Greater London, United Kingdom Assets and Investments Full time

    Welcome to Assets and InvestmentsAre you prepared to become part of a community that prioritizes individuals over figures? If so, continue reading to discover an intriguing opportunity as a Cost Estimator with us.Position: Cost EstimatorOrganization: Assets and InvestmentsWe are in search of a proactive professional to assist our asset management initiatives...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Head of Safeguarding and Client AssetsEmpirical Search Limited is seeking a seasoned professional to lead the safeguarding and client assets function within their Treasury team. The ideal candidate will have a strong background in treasury, finance, regulatory, or risk management, with a proven track record of developing and implementing safeguarding...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Head of Safeguarding and Client AssetsEmpirical Search Limited is seeking a seasoned professional to lead the safeguarding and client assets function within their Treasury team. The ideal candidate will have a strong background in treasury, finance, regulatory, or risk management, with a proven track record of developing and implementing safeguarding...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Head of Safeguarding and Client AssetsEmpirical Search Limited is seeking a seasoned professional to lead the safeguarding and client assets function within their Treasury team. The ideal candidate will have a strong background in treasury, finance, regulatory, or risk management, with a proven track record of developing and implementing safeguarding...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Head of Safeguarding and Client AssetsEmpirical Search Limited is seeking a seasoned professional to lead the safeguarding and client assets function within their Treasury team. The ideal candidate will have a strong background in treasury, finance, regulatory, or risk management, with a proven track record of developing and implementing safeguarding...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Job SummaryEmpirical Search Limited is seeking a seasoned professional to fill the role of Head of Safeguarding and Client Assets. This position will be responsible for overseeing the safeguarding of client assets and ensuring compliance with regulatory requirements.Key ResponsibilitiesDesign and implement a safeguarding policy framework across multiple...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Job SummaryEmpirical Search Limited is seeking a seasoned professional to fill the role of Head of Safeguarding and Client Assets. This position will be responsible for overseeing the safeguarding of client assets and ensuring compliance with regulatory requirements.Key ResponsibilitiesDesign and implement a safeguarding policy framework across multiple...


  • London, Greater London, United Kingdom Empirical Search Limited Full time

    Job Title: Head of Safeguarding and Client AssetsEmpirical Search Limited is seeking a highly skilled Head of Safeguarding and Client Assets to join their Treasury team. The successful candidate will be responsible for building and deepening safeguarding capabilities globally.Key Responsibilities:Contribute to the design and implementation of the...

Client Assets

2 months ago


London, Greater London, United Kingdom FXCM Full time

FXCM is seeking a highly motivated and experienced Client Assets & Compliance Manager to join our growing team.

In this role, you will be responsible for overseeing all aspects of client money and asset safeguarding for regulated entities within FXCM. You will act as the subject matter expert on CASS governance and serve as the primary point of contact for senior management regarding these critical matters.

Key Responsibilities:

  • Lead and manage a team dedicated to ensuring the secure handling of client funds and assets, adhering to all regulatory requirements.
  • Develop and maintain a robust governance framework that aligns with industry best practices and regulatory expectations for CASS compliance.
  • Collaborate closely with the Group CFO to establish priorities, implement training programs, and ensure consistent adherence to CASS standards across the organization.
  • Conduct regular reviews of financial systems and procedures, identifying areas for improvement and implementing enhancements to mitigate risk.
  • Stay abreast of evolving regulatory rule changes and proactively communicate updates to relevant stakeholders within FXCM.
  • Manage client money audits, effectively responding to auditors and regulators to ensure transparency and compliance.
  • Oversee the timely submission of CMAR reports and other related documentation, ensuring accuracy and completeness.
  • Provide guidance and support to internal teams on all matters pertaining to client money and asset management.

Qualifications:

  • Proven experience in a similar role within the financial services industry, with a strong understanding of CASS regulations.
  • Exceptional interpersonal skills and the ability to effectively communicate complex information to both technical and non-technical audiences.
  • A minimum of 10 years of experience in managing CASS governance frameworks.
  • Demonstrated success in managing client money audit relationships and responding to regulatory inquiries.
  • Strong analytical, problem-solving, and decision-making abilities.