Compliance Executive Leader

8 hours ago


Bishop's Stortford, Hertfordshire, United Kingdom Austin Fraser Full time
Austin Fraser is seeking a talented Compliance Executive Leader to join their dynamic team. This exciting opportunity offers the chance to contribute to the firm's ongoing success and growth.

The ideal candidate will have experience in a Legal setting, with a strong understanding of regulatory requirements and professional rules. They will be responsible for ensuring compliance with legal requirements and professional rules by the firm and its staff, working in conjunction with the firm's teams. Key responsibilities include complaint handling, conducting regulatory and thematic file reviews, managing data protection compliance, and responding to day-to-day queries from staff on issues such as AML, sanctions, confidentiality, and conflicts of interest.

In return for your hard work and dedication, you can expect a competitive salary of £45,000 - £55,000 per annum, 22 days holiday + Bank Holidays, Contributory Pension Scheme, Life Assurance, Health Cover, Discretionary Annual Bonus, and Subsidised Parking. The company also offers a hybrid work arrangement, allowing you to work one day a week from home after probation.

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