Financial Adviser
4 days ago
We are seeking a skilled Financial Adviser to join our team in London on a self-employed basis.
The ideal candidate will have experience in advising clients as appropriate to their circumstances and objectives, with a strong understanding of the financial services industry.
Key Responsibilities:
- Prospecting and contacting potential clients in accordance with our business plan
- Making sure sufficient client information is obtained before any recommendation is made
- FOLLOWING RELEVANT ADVICE AND SALES PROCEDURES AT ALL TIMES
- Managing portfolios in accordance with the client's mandate, objectives, and our investment proposition
- Undertaking appropriate product and market research
- Making suitable recommendations at all times
- Maintaining all supporting documents
- Contacting clients in accordance with the agreed level of services offered
- Ensuring clients receive relevant documentation in a timely manner
- Dealing with client queries efficiently and timely
- Ensuring clients are treated fairly, in line with "TCF" principles
- Identifying clients who are in vulnerable or potentially vulnerable circumstances, in order to treat them fairly and provide appropriate advice
- Holding a current statement of professional standing (SPS) at all times
- Maintaining and recording relevant CPD accurately
- Maintaining all standards of performance as required by us
- Obtaining and maintaining the level of competence as required by us
- Ensuring you remain "Fit & Proper" for the role
Compliance Responsibilities:
- FOLLOWING OUR COMPLIANCE PROCESSES AND PROCEDURES AT ALL TIMES, FOR EXAMPLE; T&C, COMPLAINTS, FINANCIAL CRIME, ANTI-MONEY LAUNDERING, ANTI-BRIBERY, DATA SECURITY, DATA PROTECTION, CONFLICTS OF INTEREST, INDEMNITIES, RECORD KEEPING, BEST EXECUTION, ETC.
- Responding to all Compliance department requests on time
- Complying with the Financial Services and Markets Act 2000, the FCA's Conduct rules / FCA Statements of Principle & Code of Practice and the relevant rules from the FCA at all times
- Maintaining a positive culture attitude at all times
- Keeping up to date with relevant regulatory, product, legislative, and technical requirements
- Ensuring all client contact is carried out in a professional and courteous way
- Maintaining compliant client files on an ongoing basis
- Retaining all client records in line with our Data security / data protection / record keeping policy
- Liaising with admin support, Paraplanners, and other team members as appropriate
-
Business Development Financial Advisor
4 days ago
London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeAre you looking for a rewarding career in financial advice? St. James's Place Financial Adviser Academy offers an industry-leading programme to support and train new advisers in South and South West England.We're seeking individuals with a successful track record in their existing career or business, who possess an entrepreneurial and self-motivated nature,...
-
Career Opportunities in Financial Services
2 weeks ago
London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeEstablish a successful career as a financial adviser with St. James's Place Financial Adviser Academy.About UsWe offer a unique blend of autonomy, meritocracy, and flexibility that sets us apart from other companies in the industry.Our OpportunityLaunch your career as a financial adviser and benefit from a structured, supportive environment that provides the...
-
Senior Mortgage Adviser
1 month ago
London, Greater London, United Kingdom P10 Financial Group Full timeJob DescriptionWe are seeking a highly skilled Senior Mortgage Adviser to join our team at P10 Financial Group. As a key member of our mortgage team, you will be responsible for advising clients on mortgage applications, business development, and assessing the financial position and credibility of customers seeking mortgages.Key Responsibilities:Advising on...
-
Financial Adviser Trainee
4 weeks ago
London, Greater London, United Kingdom Lloyd Recruitment - Epsom Full timeWe are seeking a highly motivated Trainee Financial Adviser to join our team at Lloyd Recruitment - Epsom. As a Trainee Financial Adviser, you will have the opportunity to work closely with our experienced advisers and learn the skills necessary to become a fully qualified Financial Adviser.Our Trainee Financial Adviser programme is designed to provide you...
-
Mortgage & Protection Adviser
4 weeks ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeAbout the RoleWe are seeking a highly skilled Mortgage & Protection Adviser to join our team at Quilter Financial Planning. As a key member of our team, you will be responsible for providing expert advice to clients on mortgage and protection products.Key ResponsibilitiesMeet performance targets and prospect for new business opportunitiesFact-find...
-
Senior Financial Consultant
4 days ago
London, Greater London, United Kingdom Financial Divisions Full time**Financial Services Career Opportunity**We are seeking a highly motivated and experienced Financial Adviser to join our team at Financial Divisions in the City of London.The successful candidate will have a strong background in financial services, with a proven track record of managing a book of clients generating £150,000 in ongoing advice fees.Key...
-
Career Launchpad for Ambitious Individuals
3 weeks ago
London, Greater London, United Kingdom St. James's Place Financial Adviser Academy Full timeUnlock Your Potential with St. James's Place Financial Adviser AcademyA fulfilling career awaits you at St. James's Place Financial Adviser Academy, offering a unique blend of autonomy, meritocracy, and flexibility.Pursue a rewarding career path that empowers you to launch a successful business, grow long-term relationships, and offer life-changing...
-
Mortgage & Protection Adviser
4 weeks ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeAbout the RoleAt Quilter Financial Planning, we're seeking a highly skilled Mortgage & Protection Adviser to join our team. As a key member of our team, you'll be responsible for delivering exceptional mortgage and protection advice to our clients. If you're passionate about providing expert guidance and have a strong passion for the financial services...
-
Financial Services Relationship Manager
5 days ago
London, Greater London, United Kingdom Jigsaw Financial Full timeAbout Jigsaw FinancialJigsaw Financial is a dynamic organization that offers an exciting opportunity for a skilled individual to join our team as a Financial Services Relationship Manager.We are committed to delivering exceptional service to our clients and partners, and we believe that this role will play a crucial part in achieving our goals.Job...
-
Mortgage and Protection Adviser
3 weeks ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeAt Quilter Financial Planning, we're seeking experienced professionals to join our team in a Mortgage and Protection Adviser role.This is an exciting opportunity to work with a well-established and reputable company, providing high-quality mortgage and protection advice to clients.The ideal candidate will have a strong background in financial services,...
-
Financial Planning Consultant
4 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeWe are seeking to employ two experienced Financial Advisers with annual salaries starting at £50,000.Key responsibilities include maximising client wealth and providing expert financial guidance.Deliver high-quality advice to clients.Maintain strong relationships with clients.The ideal candidate will be an experienced Financial Adviser with a strong...
-
Senior Financial Specialist
4 days ago
London, Greater London, United Kingdom Quilter Financial Planning Full timeWe have a fantastic employed opportunity available for a driven and ambitious Financial Adviser. The role offers a basic salary of £60,000, with the potential for much more with the right candidate.About the OpportunityThe perfect opportunity for a Financial Adviser looking to grow and succeed in a dynamic and rewarding environment.Your Key...
-
Financial Solutions Specialist
4 days ago
London, Greater London, United Kingdom P10 Financial Group Full timeWe are seeking a Financial Solutions Specialist to join our team at P10 Financial Group in London. This role offers a competitive salary of £90,000 - £120,000 per annum.The successful candidate will be responsible for structuring large deals, making loan decisions through various means including credit history review, credit scoring, and affordability...
-
Professional Financial Adviser Trainee
5 days ago
London, Greater London, United Kingdom Lloyd Recruitment - Epsom Full timeUnlock Your Potential as a Professional Financial Adviser TraineeAre you eager to kick-start your career in financial services? Our esteemed client, Lloyd Recruitment - Epsom, is offering an exceptional opportunity for a motivated individual to join their team as a Professional Financial Adviser Trainee.This 2-3 year training programme is designed to equip...
-
Hertfordshire Financial Adviser
4 days ago
London, Greater London, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are currently seeking a highly skilled Hertfordshire Financial Adviser to join our team at Artemis Recruitment Consultants Ltd.This role is perfect for someone who wants to work in a fast-paced environment and provide expert advice to clients on financial matters.The successful candidate will have a strong understanding of financial markets, excellent...
-
Supporting Financial Adviser Role
6 days ago
London, Greater London, United Kingdom Artemis Recruitment Consultants Ltd Full timeAbout the Role",Artemis Recruitment Consultants Ltd is seeking a skilled Paraplanner to support our team of Financial Advisers. In this role, you will have the opportunity to develop your skills in financial planning and work in a hybrid environment.Duties and Responsibilities",Your key responsibilities will include collating regulatory documentation,...
-
Senior Financial Planner
4 days ago
London, Greater London, United Kingdom Financial Divisions Full timeUnlock Your Financial PotentialAs a seasoned Financial Planner, you will have the opportunity to excel in a dynamic and entrepreneurial environment. Our client, a reputable Chartered firm, offers a unique self-employed role with a financial draw/support for 12-18 months. This innovative solution allows you to build a viable book of business or bring your...
-
Senior Financial Consultant
4 weeks ago
London, Greater London, United Kingdom Financial Divisions Full timeKey ResponsibilitiesManage an existing book of high net worth clients generating £150k in ongoing advice fees.Provide holistic advisory services to families, retirees, and professionals.Our client is a Whole of Market Chartered IFA firm with over £10bn AUM across the UK. They have a large team of dynamic and high billing advisers in the London office, and...
-
Financial Planning Specialist
2 weeks ago
London, Greater London, United Kingdom Financial Divisions Full timeThe Role of a Paraplanner at Financial DivisionsWe are seeking a highly skilled and experienced Paraplanner to join our team at Financial Divisions, a boutique independent practice based in the London area.The successful candidate will be responsible for providing 100% support to our Financial Adviser and her longstanding clients, working autonomously and...
-
Senior Financial Director
4 weeks ago
London, Greater London, United Kingdom Financial Staffing Solutions Full timeFinancial Staffing Solutions is seeking an experienced Senior Financial Director to join their management team. As a key member of the leadership team, the successful candidate will advise the Directors on all finance and strategic issues affecting the business.Key responsibilities include:Acting as a business partner and sounding board to the Directors on...