Compliance Risk Manager

1 month ago


Basingstoke, Hampshire, United Kingdom Rev & Regs Full time

Rev & Regs is seeking a highly skilled Compliance Risk Manager to join their team in Basingstoke. This is a hybrid position with 1 day per week in the office.

The salary for this role is estimated at £150,000 plus bonus.

Job Description

This is an exciting opportunity for a seasoned professional to lead the company's Compliance program and ensure it meets regulatory, legal, and card scheme requirements. The successful candidate will have significant experience dealing with the FCA and hold the SMF17 function.

Key Responsibilities:

  • Analyse business systems for compliance with industry regulations and ethical standards.
  • Assist in creating, modifying, updating, and implementing policies.
  • Manage risk management strategies.
  • Report infractions to law enforcement and regulators as required.
  • Design control systems to address policy violations.
  • Design training programs for employees.
  • Liaise with departmental heads to ensure business operations align with policies.
  • Advise top management on operations relating to investment, risks, and policy development.
  • Client onboarding - KYC and AML.
  • Client compliance - APP and Operations.
  • Compliant Operations - Internal.
  • Regulatory - SAR/STR's and External audits and reviews.
Requirements

To be considered for this role, you must have:

  • Significant experience in financial crime compliance.
  • Experience in risk management.
  • Good verbal and written communication skills.
  • Professional certification (Financial Conduct Authority).
  • Sound knowledge of legal requirements and controls such as Anti Money Laundering.
  • Bachelor's degree in a relevant discipline.
About Rev & Regs

Rev & Regs is a dynamic company that values innovation and excellence. We offer a hybrid work arrangement with 1 day per week in our Basingstoke office. Our team is dedicated to providing exceptional service and driving growth.



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