Compliance Officer with FCA Handbook Expertise

3 weeks ago


Midlothian, United Kingdom Candidate Source - TEAM Full time
Compliance Officer (FCA Handbook Knowledge) Role

A leading fintech organisation based in Edinburgh is seeking a Compliance Officer with FCA handbook knowledge to join its Compliance Monitoring team. The company is known for delivering a top-class client experience and is looking to grow its team to support its business's continued success worldwide.

Key Responsibilities:
  • Provide risk management and compliance monitoring expertise with clear oversight of 2LOD and 1LOD activities.
  • Ensure reviews are completed in line with the Compliance Monitoring Plans and agreed improvement actions are implemented.
  • Assist in annual reviews of the compliance risk assessments toolkit.
  • Undertake detailed reviews of activities across regulated companies and produce high-quality monitoring reports.
  • Contribute to compliance administration, advice, and governance at Board and Committee level.
Requirements:
  • UK financial services knowledge and understanding of the regulatory framework.
  • Experience working in a compliance department of an FCA-regulated firm.
  • Knowledge of the FCA's Handbook.
  • Experience carrying out compliance monitoring reviews and audits.
  • Exceptional communication skills and experience dealing with a range of experience levels within a regulated environment.
Benefits:
  • Salary up to £75K (depending on experience).
  • Pension.
  • Discretionary bonus.
  • Private Medical Insurance.
  • Life Assurance.


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