Compliance Officer with FCA Handbook Expertise
3 weeks ago
A leading fintech organisation based in Edinburgh is seeking a Compliance Officer with FCA handbook knowledge to join its Compliance Monitoring team. The company is known for delivering a top-class client experience and is looking to grow its team to support its business's continued success worldwide.
Key Responsibilities:- Provide risk management and compliance monitoring expertise with clear oversight of 2LOD and 1LOD activities.
- Ensure reviews are completed in line with the Compliance Monitoring Plans and agreed improvement actions are implemented.
- Assist in annual reviews of the compliance risk assessments toolkit.
- Undertake detailed reviews of activities across regulated companies and produce high-quality monitoring reports.
- Contribute to compliance administration, advice, and governance at Board and Committee level.
- UK financial services knowledge and understanding of the regulatory framework.
- Experience working in a compliance department of an FCA-regulated firm.
- Knowledge of the FCA's Handbook.
- Experience carrying out compliance monitoring reviews and audits.
- Exceptional communication skills and experience dealing with a range of experience levels within a regulated environment.
- Salary up to £75K (depending on experience).
- Pension.
- Discretionary bonus.
- Private Medical Insurance.
- Life Assurance.
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