Experienced Financial Planning Support Specialist

1 month ago


Wirral, United Kingdom Recruit Wealth Ltd Full time

Our client, a national Financial Planning business, is seeking several experienced Financial Planning Support Specialists to join their regional Wirral offices.

The business is expanding rapidly, driven by Private Equity backing, and is a well-established, trusted brand. This is an excellent time to join a company that is going from strength to strength.

As a key member of the national paraplanning team, you will be responsible for the preparation and submission of advice pre-approval forms and suitability reports. You will provide technical guidance to financial advisers to ensure clients receive excellent financial advice.

Your role will entail working closely with the Paraplanning Team Leader, Adviser Support Managers, and established teams of existing Paraplanners. Key duties include:

  • Preparing pre-approval documentation prior to report writing, ensuring recommendations are researched and signed off by Compliance, Technical, and the Investment Team where appropriate
  • Providing accurate, timely, and compliant suitability reports
  • Utilising technology to produce accurate solutions for clients
  • Carrying out relevant financial calculations on behalf of the advisers
  • Proactive self-development and understanding industry changes
  • Ensuring all advice documentation is compliant according to FCA guidelines and additional compliance requirements
  • Effectively communicating at all times both internally and externally
  • Working with the advisers to gather sufficient client information, including delegating appropriate information gathering tasks to the Client Administration Team
  • Understanding and applying all of the company's research systems
  • Responsible for clear and concise instructions to the Client Administration Team to ensure proposals and documentation are correctly completed

To excel in this role, you will possess:

  • Strong written and verbal communication skills
  • Good organisation skills
  • Confidence in using Microsoft Office products and the ability to learn new systems and processes
  • Good working knowledge/experience of the financial services industry and suitability reports
  • Comprehensive knowledge of a wide range of financial products and services
  • Ability to write bespoke pieces of advice for more complex cases where templates are not easily applied
  • Confidence in undertaking research required to assess a piece of advice, including the preparation of tax calculations (e.g. capital gains tax, inheritance tax, chargeable events on life assurance products)
  • Experience of working within defined service standards and procedures with a working knowledge of relevant regulatory requirements, particularly around suitability and delivery of advice
  • Good track record in delivering customer satisfaction
  • Level 4 Diploma or close to passing exams

The successful candidate will enjoy a very competitive salary, company bonus, excellent benefits, and a professional and encouraging working culture. The business offers 28 days holiday plus Bank Holidays, Death in Service, Private Medical Insurance, Group Income Protection, Employee Assistance Program, Medicash, Private Pension, Discretionary, 10% company annual bonus, Progression, Hybrid/Work from home, and Full support for further professional qualifications. The salary for this role is £40,000 - £60,000 per annum, commensurate with experience.



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