Ethics and Compliance Director
6 days ago
AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our team.
The successful candidate will have a strong background in risk and compliance, with excellent analytical and problem-solving skills.
We offer a generous salary of £70,000 - £90,000 per annum, depending on experience, plus a comprehensive benefits package.
Key Responsibilities:
- Collaborate with senior leadership to develop and implement effective compliance strategies.
- Provide expert guidance on regulatory matters.
- Oversee the development and implementation of policies and procedures.
- Deliver training programs to improve staff knowledge of risk and compliance.
- Assist in reviewing and improving AML and counter-terrorism financing measures.
- Manage the firm's file review systems.
- Investigate incidents and manage complaints.
- Lead the Customer Service Focus Group.
- Support the development of Compliance professionals.
We're looking for a motivated and experienced individual who can make a real impact in this role.
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