Ethics and Compliance Director

6 days ago


London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time
Job Details

AJ FOX COMPLIANCE is seeking a highly skilled Senior Compliance Executive to join our team.

The successful candidate will have a strong background in risk and compliance, with excellent analytical and problem-solving skills.

We offer a generous salary of £70,000 - £90,000 per annum, depending on experience, plus a comprehensive benefits package.

Key Responsibilities:

  • Collaborate with senior leadership to develop and implement effective compliance strategies.
  • Provide expert guidance on regulatory matters.
  • Oversee the development and implementation of policies and procedures.
  • Deliver training programs to improve staff knowledge of risk and compliance.
  • Assist in reviewing and improving AML and counter-terrorism financing measures.
  • Manage the firm's file review systems.
  • Investigate incidents and manage complaints.
  • Lead the Customer Service Focus Group.
  • Support the development of Compliance professionals.

We're looking for a motivated and experienced individual who can make a real impact in this role.



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