Financial Regulatory Specialist
1 month ago
We are seeking a highly skilled Financial Regulatory Specialist to join our team at Marex Group plc. As a key member of our Operations Regulatory Reporting department, you will be responsible for ensuring the accuracy and timeliness of our regulatory reporting processes.
Key Responsibilities- Monitor and resolve daily issues related to MiFID Transaction and Position Reporting
- Support and maintain general static data, Exchange and Regulatory enrichment information across platforms
- Assist with system changes and upgrades in line with business, exchange & regulatory requirements
- Ensure written procedures are in place and up to date for daily/monthly departmental tasks
- Manage email communications and ensure compliance with company policies
- Excellent verbal and written communication skills
- Ability to work effectively under pressure in a fast-paced environment
- Good knowledge of regulatory reporting requirements, including MiFIR/EMIR
- Experience working in a regulated environment and knowledge of risk and compliance requirements
As a Financial Regulatory Specialist at Marex, you will have the opportunity to work with a talented team of professionals and contribute to the success of our business. We offer a competitive salary and benefits package, as well as opportunities for career growth and development.
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Regulatory Risk Specialist
1 month ago
London, Greater London, United Kingdom Bruin Financial Full timeAt Bruin Financial, we are seeking a highly skilled Regulatory Risk Specialist to join our team in London. As a key member of our Risk Management function, you will play a critical role in ensuring the accuracy and completeness of our regulatory returns.Key ResponsibilitiesProvide assurance to Risk Management and the board on the regulatory return process...
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Financial Regulatory Investigator
1 week ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeThe Financial Conduct Authority (FCA) is a UK-based financial regulatory body responsible for maintaining fair and competitive markets.This role involves working with the FCA's specialist team to reduce harm arising from non-compliant financial promotions, unauthorized activity, and high-risk investments.Key responsibilities include:Building up intelligence...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeAn exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...
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Regulatory Affairs Specialist
4 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeRegulatory Affairs Career OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team in delivering regulatory services related to chemistry and analytical methods for plant protection products.Key Responsibilities:Provide regulatory advice to clients on substance and product registrations strategies.Review phys-chem...
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Senior Regulatory Reporting Specialist
5 days ago
London, Greater London, United Kingdom Bruin Financial Full timeAbout the RoleWe are looking for a highly skilled Senior Regulatory Reporting Specialist to join our team in London. As a key member of our Risk Management department, you will be responsible for preparing and submitting accurate and timely regulatory reports to relevant authorities.Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and...
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Regulatory Affairs Strategist
3 weeks ago
London, Greater London, United Kingdom VRS Regulatory Full timeJob DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...
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Financial Reporting Specialist
5 days ago
London, Greater London, United Kingdom Bruin Financial Full timeJob Description:As a Financial Reporting Specialist, you will play a crucial role in managing financial reporting for our clients in the EMEA region. This includes preparing and reviewing financial statements, managing regulatory reports, and ensuring compliance with relevant laws and regulations.The ideal candidate will have recently qualified as an...
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Financial Regulatory Specialist
1 month ago
London, Greater London, United Kingdom Jas Gujral Full timeFinancial Regulatory SpecialistJas Gujral is seeking a Financial Regulatory Specialist to join their team in Central London. The ideal candidate will have at least 3 years of experience working in a financial or banking environment as a Compliance Assistant or Compliance Officer.The position will report to the Head of Risk and Compliance at the Bank. Key...
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Regulatory Affairs Strategist
5 days ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
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Financial Regulatory Specialist
3 hours ago
London, Greater London, United Kingdom Moody's Full timeJob Overview: We are seeking a highly skilled Financial Regulatory Specialist to join our team at Moody's. This role will be responsible for assisting the Compliance Department in developing and implementing the company's compliance program.Key Responsibilities:Providing day-to-day business advisory services in the regionSupporting responses to regulatory...
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Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAre you a detail-oriented individual with excellent communication skills? Do you have experience in regulatory compliance and information governance? We are seeking a skilled Regulatory Compliance Specialist to join our team at the Financial Conduct Authority (FCA).Key ResponsibilitiesProcess and manage complex correspondence, including Freedom of...
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Cryptoassets Regulatory Framework Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeCryptoassets Policy SpecialistAre you looking for a chance to work at the heart of the fast-moving world of Digital Assets, shaping the future UK regulatory environment and sector?We are seeking a talented individual to join our Cryptoasset Policy team in our Payments and Digital Assets Directorate. The Crypto Policy team plays a critical role in scoping,...
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Financial Services Regulatory Specialist
1 month ago
London, Greater London, United Kingdom This Week In Fintech Full timeFinancial Services Regulatory SpecialistWe're a bank for companies who want to build and launch financial products. Our context is rapidly changing, with technology companies embedding financial services into their apps and user journeys. However, companies still rely on legacy banking infrastructure, which is slow, expensive, and complex. Our bank is fully...
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Regulatory Policy Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeOverviewThe Financial Conduct Authority is a forward-thinking regulator seeking a highly skilled Regulatory Policy Specialist to join its Consumer Investments Distribution Policy team.SalaryThis exciting opportunity offers a competitive salary of £55,000-£62,500 per annum, depending on experience.About the RoleWe are looking for an exceptional individual...
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Regulatory Disclosure Specialist
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout the RoleWe are seeking a highly skilled Regulatory Disclosure Specialist to join our Information Disclosure Team within the Communications directorate at the Financial Conduct Authority (FCA).Key ResponsibilitiesLead and manage associates, providing coaching, training, and performance appraisals to ensure high-quality delivery of compliance...
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Financial Conduct Authority Legal Specialist
5 days ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeAbout UsThe Financial Conduct Authority is a leading financial regulatory body in the UK, responsible for ensuring the integrity and stability of the financial system.
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Regulatory Expert: Financial Markets Oversight
2 weeks ago
London, Greater London, United Kingdom Financial Conduct Authority Full timeWe are seeking a highly skilled Regulatory Expert to join our team at the Financial Conduct Authority (FCA). In this role, you will play a critical part in ensuring the integrity of the UK's financial markets.Job SummaryThis Senior Associate – Regulatory position is responsible for overseeing regulated firms and preventing harm to consumers and the broader...
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Financial Regulatory Specialist
1 month ago
London, Greater London, United Kingdom Marex Spectron Full timeJob Title: Financial Regulatory SpecialistMarex Spectron is a leading global financial services platform, providing essential liquidity, market access, and infrastructure services to clients in the energy, commodities, and financial markets. Our team is responsible for daily processing of all firms' exchange and regulatory reporting functions, including...
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London, Greater London, United Kingdom VRS Regulatory Full timeEstablished chemical regulatory science consultancy is seeking a delivery-focused Regulatory Affairs Specialist to cover an increasing workload.This role will take the lead on physical/chemical properties/analytical methods and method validation for plant protection products. Key responsibilities include:Providing clients with regulatory advice on substance...
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Key Financial Regulatory Specialist
2 days ago
London, Greater London, United Kingdom InterQuest Group Full timeInterQuest Group is seeking a highly skilled Key Financial Regulatory Specialist to join our team in London. This pivotal role plays a crucial part in ensuring the financial regulatory compliance of International Bank.About the RoleWe are looking for an experienced professional who can manage regulatory submissions, oversee reporting software, and lead...