Mandarin Speaking Compliance Manager

1 month ago


Cambridge, Cambridgeshire, United Kingdom ELP Consult Ltd. Full time
Job Summary

This role is responsible for ensuring that ELP Consult Ltd.'s operations comply with regulatory requirements and internal policies safeguarding the legality and standardization of our business activities.

Key Responsibilities
  • Develop and implement compliance policies and procedures to ensure regulatory compliance.
  • Conduct internal audits and reviews to identify and resolve potential compliance issues.
  • Provide compliance training to employees and ensure they are aware of and adhere to relevant regulations and internal policies.
  • Participate in the compliance assessment and review of new products and business initiatives.
  • Assist in responding to regulatory inspections and investigations, handling compliance issues and complaints.
  • Regularly report the company's compliance status and provide recommendations to senior management.
  • Monitor and interpret changes in regulatory policies, adjusting the company's compliance strategies accordingly.
Requirements
  • Bachelor's degree or higher in Finance, Law, or a related field.
  • At least 5 years of compliance experience in the financial asset management industry.
  • In-depth knowledge of regulatory regulations and policies with extensive compliance management experience.
  • Strong communication and teamwork skills with the ability to effectively coordinate cross-departmental collaboration.
  • Proficient in using compliance management tools and software.
  • Thorough understanding of compliance auditing, risk control, and internal controls.
  • Relevant compliance certifications (e.g. CFA, CIA, CRCM) are preferred.
  • Familiarity with compliance and regulatory policies in the crypto industry.


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