Regulatory Operations Expert

7 days ago

London, Greater London, United Kingdom WeAreTechWomen Full time
About Us

WeAreTechWomen is a leading global investment banking, securities and investment management firm. We're committed to innovation, quality and excellence in everything we do.

Job Summary

We're seeking a highly skilled Regulatory Operations Expert to join our team. In this role, you'll be responsible for ensuring the firm's compliance with non-financial regulatory reporting obligations.

Key Responsibilities
  1. Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise.
  2. Perform analysis to detect anomalies in the reporting data, investigate reporting issues demonstrating aptitude to work with a range of data sets from big data to samples.
  3. Advise on regulatory risk and requirements to facilitate commercial activity.
  4. Analyze internal client and external regulatory inquiries.
  5. Identify solutions to correct system issues, document requirements to high quality, perform tests to identify an accurate resolution.
  6. Perform verification, validations and testing of the data provided by Engineering prior to submission.
  7. Actively participate in the development of the strategic control framework for Regulatory Operations.
  8. Work collaboratively across multiple business lines and stakeholder groups in strategic initiatives across the global Regulatory Operations department.
Requirements
  1. Bachelor's degree with experience in financial services.
  2. Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities within deadlines.
  3. Flexible and able to work well under pressure in a team environment.
  4. Proficiency in Microsoft Office applications.
  5. Active interest in understanding and learning about the global financial markets.
  6. Working knowledge about financial markets, regulatory landscape and associated processes, including the lifecycle of a trade.
  7. Experience with regulatory reporting, in particular EMIR or similar global non-financial regulatory reporting obligations.
  8. Good understanding of and practical experience of writing business requirements, identifying solutions and defining and executing test cases.
  9. Experience participating in large-scale regulatory reporting implementation projects.
  10. Working knowledge about financial products, notably exchange trades derivatives and OTC Derivatives across Equity, Credit, Interest Rates, FX and Commodities.
  11. Understanding of Margin and Valuation processes and regulatory reporting requirements.
  12. Working knowledge of project management and business analysis.
  13. Working experience with operating on large data sets and BI tools. SQL and/or Alteryx experience is advantageous.

Salary: $120,000 - $180,000 per year, depending on experience.

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