Regulatory Compliance Manager

3 weeks ago


Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time

Compliance Officer - Ethics and Governance

AJ FOX COMPLIANCE is seeking a Compliance Officer - Ethics and Governance to join our team in Loughborough. This hybrid role offers flexibility and the opportunity to make a real impact on ethics and governance standards.

The ideal candidate will have strong written and communication skills, as well as a good understanding of CQS, Lexcel and SRA Regulations.

Key Responsibilities:

  • Ensure that all client care letters and terms and conditions are compliant with relevant legislation, including the SRA, SQM/Lexcel/CQS, and UK GDPR.
  • Conduct regular audits to identify areas for improvement and implement changes as necessary.
  • Provide guidance to clients on maintaining their legal aid contracts and ensuring compliance with quality standards.
  • Develop and implement firm-wide compliance policies and procedures.
  • Collaborate with the team to develop junior compliance officers' skills and expertise.
  • liaise with the SRA in advance of and following the submission of applications to ensure timely progression of matters.

Requirements:

  • Strong written and communication skills.
  • Good knowledge of CQS, Lexcel and SRA Regulations.
  • Proven experience in compliance in the legal sector is desirable.

Salary: £48,000 per annum.



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