Financial Planning Compliance Specialist

3 days ago


Telford, Telford and Wrekin, United Kingdom NJR Recruitment Full time

Company Overview:

A leading firm of Independent Financial Planners based in Telford seeks an experienced Compliance Manager to join their professional team. In this role, you will play a critical part in maintaining the firm's high standards and ensuring regulatory compliance.

Salary: £58,000 - £68,000 per annum

Job Description:

As Practice / Compliance Manager, you will be responsible for implementing and monitoring effective compliance systems, procedures, and controls. This will involve reviewing existing processes, identifying areas for improvement, and developing strategies to mitigate risks and ensure regulatory adherence.

Required Skills and Qualifications:

  • Proven experience in compliance management within the financial services sector.
  • Strong understanding of regulatory requirements and industry standards.
  • Excellent leadership, communication, and interpersonal skills.

Benefits:

Our client offers a comprehensive benefits package, including life assurance, private medical insurance, and a contributory pension scheme.



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