Compliance and Conduct Professional, NatWest Markets
4 weeks ago
As a Conduct & Compliance Associate in NatWest Markets, you will be responsible for leading regulatory compliance and conduct insight, oversight, and challenge. You will provide expert support, advice, MI, and escalation to leaders and the business on risk management.
Key Responsibilities:- Develop and implement effective compliance strategies to mitigate risk.
- Collaborate with stakeholders to ensure early understanding and buy-in of conduct and compliance initiatives.
- Provide expert advice on risk management to business leaders.
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Conduct & Compliance Associate, NatWest Markets
4 weeks ago
London, POST-MSX, EC2M 4AA, East London, United Kingdom NatWest Full timeJoin us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...
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Conduct & Compliance Associate, NatWest Markets
4 weeks ago
London, POST-MSX, EC2M 4AA, East London, United Kingdom NatWest Full timeJoin us as a Conduct & Compliance Associate in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou’ll be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain exposure as you own stakeholder relationships to make sure...
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Chief Compliance Officer for NatWest Markets
3 weeks ago
London, Greater London, United Kingdom Natwest Full timeCompliance Leadership Opportunity at NatWest MarketsWe are seeking an experienced professional to lead our regulatory compliance efforts in NatWest Markets. As a key member of our team, you will play a crucial role in ensuring the integrity of our operations and maintaining a strong risk management culture.Key Responsibilities:Lead regulatory compliance and...
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Conduct Risk Specialist
4 weeks ago
London, Greater London, United Kingdom NatWest Markets Full timeRisk Oversight and Regulatory ChallengeAs a Conduct Risk Specialist at NatWest Markets, you will be responsible for leading regulatory compliance and conduct insight, oversight, and challenge.Your Key Responsibilities:Providing expert support, advice, and analysis to leaders and the business on risk management.Owning stakeholder relationships to ensure an...
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Compliance Lead, NatWest Markets
4 weeks ago
London, Greater London, United Kingdom Natwest Full timeRegulatory Compliance RoleThis position involves leading regulatory compliance in NatWest Markets. Key responsibilities include:
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Compliance Lead, NatWest Markets
4 weeks ago
London, POST-MSX, EC2M 4RB, East London, United Kingdom NatWest Full timeJoin us as a Compliance Lead in NatWest MarketsWe’ll look to you to lead regulatory compliance and conduct insight, oversight and challengeYou'll play a key role in helping deliver the suite of NatWest Markets market abuse risk assessments and annual compliance risk assessmentsYou’ll be providing expert support, advice, MI and escalation to leaders...
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Compliance Risk Management Lead
4 weeks ago
London, Greater London, United Kingdom NatWest Markets Full timeKey ResponsibilitiesWe are seeking a Compliance Risk Management Lead to join our team at NatWest Markets.Key Responsibilities:Lead regulatory compliance and conduct insight, oversight and challenge.Deliver: Market abuse risk assessments and annual compliance risk assessments.Provide expert support, advice, MI and escalation to leaders and the business on...
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Mandatory Training Coordinator, NatWest Markets
2 weeks ago
London, Greater London, United Kingdom NatWest Full timeJob DescriptionNatWest Markets invites applications for the role of Regulatory Learning Partner, responsible for supporting the delivery of regulatory learning strategies and mandatory training initiatives. This position requires collaboration with stakeholders to design and deliver engaging learning content, develop and maintain relationships with subject...
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Business Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Natwest Full timeAs a Conduct & Compliance Associate in NatWest Markets, you will lead regulatory compliance and conduct insight, oversight, and challenge. Key responsibilities include:Responsibilities:Regulatory Compliance: Provide expert support, advice, and MI to leaders and the business on risk management.Conduct Oversight: Own stakeholder relationships to ensure early...
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Senior Compliance Communications Specialist
3 weeks ago
London, Greater London, United Kingdom NatWest Markets Full timeRole Overview:Job DescriptionNatWest Markets seeks a skilled Compliance Communications Specialist to join our team. In this role, you will design and deliver a Compliance communications plan, aligned with business objectives and strategy.Key Responsibilities:Develop and implement a Compliance communications strategy to meet the needs of the business and...
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Strategic Conduct Risk Specialist
1 day ago
London, Greater London, United Kingdom NatWest Group Full time**Job Overview:** NatWest Markets is seeking a seasoned Conduct Risk Associate to join our team. This role will be based in the Capital Markets division.The ideal candidate will have strong experience in banking and regulated firms, particularly in conduct risk environments. They should possess a broad understanding of products, services, and regulations...
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Conduct Risk Expert
4 weeks ago
London, Greater London, United Kingdom NatWest Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Lead to join our team at NatWest Markets.In this role, you will be responsible for leading regulatory compliance and conduct insight, oversight, and challenge.You will provide expert support, advice, MI, and escalation to leaders and the business on risk management.The ideal candidate will have strong...
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Compliance Training Lead
4 days ago
London, Greater London, United Kingdom NatWest Full timeJob SummaryNatWest Markets is seeking a Compliance Training Lead to join their team. The successful candidate will be responsible for developing, implementing, and maintaining regulatory mandatory learning strategies for NatWest Markets.Key ResponsibilitiesDevelop and implement regulatory mandatory learning strategiesCollaborate with stakeholders to ensure...
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Regulatory Compliance Learning Strategist
7 days ago
London, Greater London, United Kingdom NatWest Group Full timeJob OverviewNatWest Group seeks a seasoned Regulatory Compliance Learning Strategist to spearhead regulatory mandatory learning initiatives for NatWest Markets. This critical role involves developing, embedding, and maintaining regulatory learning strategies that mitigate risks and promote a proactive compliance culture.About the RoleYou will lead the design...
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Senior Compliance Risk Manager
2 weeks ago
London, Greater London, United Kingdom Natwest Full timeJob SummaryWe are seeking a highly skilled Senior Compliance Risk Manager to join our team at NatWest Markets.As a key member of our compliance team, you will play a critical role in ensuring that our business operations align with regulatory requirements and industry standards.
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Senior IT Auditor, Markets
3 weeks ago
London, Greater London, United Kingdom Natwest Full timeJob Title: Senior IT Auditor, MarketsAbout the Role:We are seeking a Senior IT Auditor to join our team within Natwest Markets. The ideal candidate will have experience in audit work over Commercial and Institutional (C&I), NatWest Markets and RBSI.Key Responsibilities:Support integrated business audits in C&I and Technology owned thematic audits across...
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Compliance Risk Manager
1 month ago
London, Greater London, United Kingdom NatWest Group Full timeCompliance Monitoring and Testing Manager RoleWe are seeking a Compliance Monitoring and Testing Manager to join our team at NatWest Group.As a Compliance Monitoring and Testing Manager, you will be responsible for overseeing all compliance responsibilities related to the development, maintenance, and periodic re-assessment of policy and conduct...
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Risk Management and Learning Lead
7 days ago
London, Greater London, United Kingdom NatWest Group Full timeCompany OverviewNatWest Group is a leading financial institution that requires a skilled Risk Management and Learning Lead to develop and implement regulatory mandatory learning strategies. As a strategic leader, you will drive regulatory learning initiatives that support business objectives while ensuring compliance with global and regional regulations.Key...
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Electronic Trading Risk Director
7 days ago
London, Greater London, United Kingdom NatWest Markets Full timeAbout NatWest MarketsNatWest Markets is a leading financial institution in the UK, providing a wide range of banking and investment services.We are seeking an experienced Electronic Trading Risk Director to join our team in London.Job SummaryThis is a challenging role that requires a deep understanding of electronic trading risks and controls. As an...
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London, Greater London, United Kingdom NatWest Full timeAbout the RoleNatWest Markets is seeking a Regulatory Learning Partner to support the delivery of regulatory learning strategies and mandatory training initiatives. The successful candidate will work closely with the NatWest Markets Mandatory Learning Lead to embed our regulatory learning framework across the organization.Key Responsibilities:• Collaborate...