Financial Services Compliance Specialist
2 days ago
We are looking for a highly motivated Financial Services Compliance Specialist to join our team at Merje Careers. This role is ideal for individuals who want to work in the financial services industry and have a passion for ensuring compliance with regulatory requirements.
The estimated salary for this position is £55,000 - £65,000 per annum, depending on experience.
About the RoleThis is an exciting opportunity to work as a Financial Services Compliance Specialist for a leading financial planning and wealth management firm. The successful candidate will be responsible for assisting in the development of reports, identifying areas of risk, and implementing control measures to mitigate them.
The Financial Services Compliance Specialist will also be responsible for staying informed of regulatory changes and advancements in compliance and risk management, collaborating with the Head of Regulatory Compliance & Risk to ensure effective implementation of compliance policies and procedures, and providing guidance and support to employees on compliance matters.
Key Responsibilities- Assist in development of reports, identify areas of risk, and implement control measures to mitigate them
- Stay informed of regulatory changes and advancements in compliance and risk management
- Collaborate with Head of Regulatory Compliance & Risk to ensure effective implementation of compliance policies and procedures
- Provide guidance and support to employees on compliance matters
- Maintain accurate and detailed records of compliance activities and findings
- Participate in training and development programs to enhance knowledge and skills in compliance and risk management
To succeed in this role, you will need excellent analytical and problem-solving skills, strong communication and interpersonal skills, and the ability to work well under pressure. A good understanding of regulatory requirements and compliance policies is also essential.
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