Policy and Finance Expert

5 days ago


Birmingham, Birmingham, United Kingdom Artemis Recruitment Consultants Ltd Full time
Policy and Finance Expert

We are seeking a Policy and Finance Expert to join our team in Birmingham. As a key member of our team, you will provide expert advice on policy and finance matters, helping clients to achieve their goals.

Key Responsibilities:

  1. Develop and implement effective financial policies and procedures.
  2. Provide expert advice on financial matters, including investments, pensions, and tax planning.
  3. Maintain accurate records of client information and ensure recommendations are based on thorough analysis.
  4. Manage client portfolios in line with their mandates, objectives, and the firm's investment proposition.
  5. Undertake regular market research to stay up-to-date with the latest products and services.
  6. Make suitable recommendations to clients, taking into account their individual circumstances and needs.
  7. Maintain all supporting documents, including client files and records.
  8. Contact clients as agreed to ensure they receive timely documentation and updates.
  9. Respond to client queries efficiently and effectively.
  10. Identify clients who may be vulnerable or in need of special consideration, and provide appropriate advice and support.
  11. Maintain a current statement of professional standing (SPS) and complete ongoing CPD to enhance skills and knowledge.

General Responsibilities:

  1. Follow the firm's compliance processes and procedures at all times.
  2. Cooperate with the Compliance department to respond to requests and maintain regulatory requirements.
  3. Comply with the Financial Services and Markets Act 2000 and relevant FCA rules.
  4. Maintain a positive attitude and culture within the workplace.
  5. Stay up-to-date with relevant legislative, technical, and product requirements.
  6. Carry out client contact in a professional and courteous manner.
  7. Ensure client files are compliant and accurately recorded.
  8. Liaise with admin support, Paraplanners, and other team members as necessary.

Required Skills and Qualifications:

The ideal candidate will possess excellent communication and interpersonal skills, with the ability to build strong relationships with clients and colleagues. A strong understanding of financial products and services is essential, along with the ability to analyze complex data and make informed recommendations. The successful candidate will also have a current statement of professional standing (SPS) and a commitment to ongoing Continuing Professional Development (CPD).

Estimated Salary: £50,000 - £70,000 per annum, depending on experience.



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