Trade Surveillance Associate
2 months ago
We are currently seeking a dedicated professional to join the Black Swan Group team as a Trade Surveillance Associate. This role offers the opportunity to optimize and enhance the surveillance function, collaborate with the front office sales and trading desks, and significantly impact the future of compliance and risk management.
Key Responsibilities:
- Conduct daily, weekly and monthly monitoring of trade surveillance and develop and implement surveillance reports as required.
- Review and investigate alerts generated by surveillance systems and properly escalate as necessary.
- Actively contribute to the development, testing, and oversight of a comprehensive market monitoring system throughout the organization.
- Working with colleagues across the organization, support and facilitate implementation of the Market Abuse Risk Assessment.
Desirable Qualifications:
- Minimum of 2 years of experience in surveillance or the design and monitoring of trade surveillance technologies.
- Strong communication skills, adaptability to a dynamic work environment, and a demonstrable level of initiative and integrity.
- Previous experience in commodities or fixed income surveillance.
- Experience with Smarts, Actimize or Scila would be highly desirable.
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Trade Surveillance Specialist
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London, Greater London, United Kingdom Angove Partners Full timeMarket Surveillance AssociateAngove Partners is seeking a detail-oriented Market Surveillance Associate to join their dynamic team in London.About the Role:The Market Surveillance team monitors activity on all of our clients trading venues to ensure that the markets remain fair, transparent, and orderly. The team identifies behaviour which may be indicative...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Angove Partners Full timeMarket Surveillance AssociateAngove Partners is seeking a detail-oriented Market Surveillance Associate to join their dynamic team in London.About the Role:The Market Surveillance team monitors activity on all of our clients trading venues to ensure that the markets remain fair, transparent, and orderly. The team identifies behaviour which may be indicative...
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Trade Surveillance Manager
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London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.We are seeking a highly skilled Trade Surveillance Manager to join our team in the City of London.Key Responsibilities:Investigate and dispose of...
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Trade Surveillance Manager
4 weeks ago
London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.We are seeking a highly skilled Trade Surveillance Manager to join our team in the City of London.Key Responsibilities:Investigate and dispose of...
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Trade Surveillance Manager
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London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of financial services to a diverse client base. We are seeking a highly skilled Trade Surveillance Manager to join our team.Key Responsibilities:Investigate and dispose of market abuse and communications surveillance alerts and...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionThe role of Trade Surveillance Officer requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement.Key ResponsibilitiesImplement and perform monitoring and testing of trade...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionThe role of Trade Surveillance Officer requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement.Key ResponsibilitiesImplement and perform monitoring and testing of trade...
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Trade Surveillance Officer
2 months ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: Trade Surveillance OfficerJob Summary:The Trade Surveillance Officer will be responsible for implementing and performing monitoring and testing of trade alerts across all CA CIB and CASA business lines. The incumbent will provide input for the design of new monitoring strategies and assist in enhancing monitoring and surveillance controls to...
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Trade Surveillance Officer
2 months ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob Title: Trade Surveillance OfficerJob Summary:The Trade Surveillance Officer will be responsible for implementing and performing monitoring and testing of trade alerts across all CA CIB and CASA business lines. The incumbent will provide input for the design of new monitoring strategies and assist in enhancing monitoring and surveillance controls to...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.Job Summary:We are seeking a highly skilled Trade Surveillance Manager to join our team. The successful candidate will be responsible for...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom Britannia Global Markets Limited Full timeJob Title: Trade Surveillance ManagerBritannia Global Markets Limited is a leading global financial group offering a wide range of banking, securities, and investment management services to a diverse client base.Job Summary:We are seeking a highly skilled Trade Surveillance Manager to join our team. The successful candidate will be responsible for...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...
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Trade Surveillance Specialist
4 weeks ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...
-
Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The ideal candidate will have solid trade...
-
Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that stands out from the rest in the market, with unparalleled buy-in from senior leadership and ambitious plans for the future of the team.The ideal candidate will have solid trade...
-
Trade Surveillance Officer
1 month ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary:The Trade Surveillance Officer will be responsible for implementing and performing monitoring and testing of trade alerts across all CA CIB and CASA business lines. The incumbent will provide input for the design of new monitoring strategies and assist in enhancing monitoring and surveillance...
-
Trade Surveillance Officer
1 month ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeJob DescriptionJob Title: Trade Surveillance OfficerJob Summary:The Trade Surveillance Officer will be responsible for implementing and performing monitoring and testing of trade alerts across all CA CIB and CASA business lines. The incumbent will provide input for the design of new monitoring strategies and assist in enhancing monitoring and surveillance...
-
Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique chance to join a team that is at the forefront of trade surveillance in the market.The ideal candidate will have solid experience in trade and ecomms surveillance, with a strong understanding of...
-
Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom FincSelect Full timeTrade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique chance to join a team that is at the forefront of trade surveillance in the market.The ideal candidate will have solid experience in trade and ecomms surveillance, with a strong understanding of...
-
Trade Surveillance Specialist
1 month ago
London, Greater London, United Kingdom Crédit Agricole CIB Full timeDescription du posteThe role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA CIB and...