Inhouse Solicitor for Regulatory Compliance
17 hours ago
Job Description
As an Inhouse Solicitor for Regulatory Compliance, you will provide comprehensive legal advice and support to our internal Investigation Case Managers across various complaint tracks and regulatory casework. You will prepare and professionally present cases to Professional Conduct Department (PCD) committees and tribunals, taking personal responsibility for case progression and management.
Key Responsibilities
- Provide expert legal advice and support to colleagues across the Business
- Manage a personal caseload with a focus on timeliness, accuracy, and professional excellence
- Adapt to evolving business needs and adjust duties accordingly
Required Qualifications and Skills
- Qualified Solicitor in England & Wales with at least 2 years PQE
- Strong demonstrated background within Civil Litigation and or Criminal Law
- A strong understanding of regulatory frameworks
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