Head of Regulatory Compliance

3 weeks ago

London, Greater London, United Kingdom ING Full time

At ING, we're committed to empowering people to stay ahead in life and business. As Head of Regulation, you'll play a critical role in ensuring our Financial Markets operations are compliant with regulatory requirements.

Key Responsibilities:

  • Partner with Financial Markets business to provide regulatory support, insights, and advice focused on the UK, with global alignment.
  • Lead the UK Front Office Supervision & Conduct Risk Office and drive the UK implementation of FO control & conduct requirements within FM UK.
  • Interpret regulatory issues and develop solutions to protect ING, ING FM, and its business interests.
  • Maintain knowledge of non-financial risk management governance and processes, and translate NFR requirements into day-to-day FM practices.
  • Head up multiple regulatory initiatives and support management stakeholders to ensure UK changes are prioritized.
  • Strengthen the FM control framework and act as a trusted advisor to the UK FM MT on Non-Financial Risk matters.
  • Ensure the FM business operates within an acceptable risk tolerance and adheres to regulatory parameters.

Candidate Profile:

  • Essential: Degree Qualified (ideally business, finance, risk)
  • Desirable: Qualification in non-Financial Risk and/or Project Management

Experience/Knowledge:

  • Essential: 10+ Years-experience in Front-office Financial Markets and/or Regulatory Affairs/Advice and/or Compliance
  • Desirable: Knowledge/experience of non-financial risk management and external network

Personal Competencies:

  • Proactive, self-motivated, and accountable
  • Excellent interpersonal skills and highly collaborative personality

ING's purpose is 'Empowering people to stay a step ahead in life and in business'. We champion self-reliance and foster a collaborative and innovative culture. The Orange Code is our global manifesto for how we stay true to our purpose and our tradition of reinvention and empowerment. It is made up of ING Values (we are honest; we are prudent; we are responsible) and ING Behaviours: (you take it on and make it happen; you help others to be successful; you are always a step ahead)

For us, success will only be achieved if we act with Integrity.

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