Internal Controls Auditor
22 hours ago
Goldman Sachs is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base. The firm's Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
The Job Description
As a Technology Auditor, you will provide assurance on the data integrity and quality, applications stability, and system operations used for the purposes of portfolio construction and management, deal workflows, investment research flows, reporting for internal and regulatory purposes, along with other general technology controls. You will be involved in independently assessing the firm's overall control environment and communicating the results to the firm's local and global management regarding the effectiveness of the firm's controls that mitigate current and emerging risks. In doing so, you will support the provision of independent, objective, and timely assurance around the firm's internal control structure, and support the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities.
Your Impact
As part of the third line of defense, you will be involved in independently assessing the firm's overall control environment and communicating the results to the firm's local and global management regarding the effectiveness of the firm's controls that mitigate current and emerging risks. In doing so, you will support the provision of independent, objective, and timely assurance around the firm's internal control structure, and support the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities. You will assist/lead the risk assessment, scoping, and planning of a review. Assist/lead in executing the review, specifically focusing on analyzing the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business. Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection, and re-performance of system processes. Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines. Assist/lead in vetting audit observations. Assist/lead in tracking, monitoring, and recording remediation of risks identified in reviews.
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