Compliance Risk Manager

4 days ago


Bristol, Bristol, United Kingdom Lloyds Banking Group Full time

Job Overview

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The Lloyds Banking Group is seeking a highly skilled Compliance Risk Manager to join their team. As a key member of the Finance Chief Control Office, you will play a crucial role in delivering Sarbanes Oxley (SOX) assurance testing programme and contribute to Financial Reporting risk management across the Group.

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You will develop an understanding of risks and controls within key end-to-end processes, from product origination to financial reporting disclosures in the Annual Report and Accounts.

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To succeed in this role, you must have strong planning skills, excellent communication and influencing abilities, a continuous improvement approach, and capability in control identification and assessment.

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  • Deliver independent assurance assessments, primarily Sarbanes Oxley (SOX) control design and operating effectiveness testing.
  • Plan, prioritise, and organise testing to meet delivery deadlines.
  • Manipulate, analyse, and interpret multiple data sources to reach testing conclusions and share insights.
  • Provide insightful information and guidance to stakeholders to mitigate risk and improve the control environment.
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Requirements:

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  • A background or professional qualification in accountancy, external/internal audit, assurance risk management, or compliance.
  • Evaluate multiple data sources to reach control assessments and clearly communicate outcomes.
  • Strong process improvement focus and experience in automated tools to deliver assurance testing.
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Compensation and Benefits

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We offer a competitive salary, estimated at £60,000 - £80,000 per annum, plus annual bonus award subject to Group performance, generous pension contribution of up to 15%, and a wide-ranging benefits package including discounted shopping, 28 days' holiday, and wellbeing initiatives.

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About Working for Us

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We value diversity and inclusivity and strive to create a work environment that supports your lifestyle, career goals, and personal well-being.



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