Regulatory Reporting Specialist

3 weeks ago

London, Greater London, United Kingdom Quilter Full time
About the Role:

This is a key position in the Settlements team, reporting to the Settlements Manager, where you will play a crucial role in shaping and improving operational processes and being involved in business change as the regulatory environment evolves for the three QC entities (UK, Jersey & Ireland).

About the Business:

Quilter Cheviot has been the wealth manager of choice for individuals and families for over 250 years, and today is one of the UK's largest wealth management firms offering expert discretionary investment management and financial advice through our sister company, Quilter Cheviot Financial Planning.

We offer a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.

We are part of Quilter plc, a leading provider of advice, investment platforms, multi-asset investment solutions and discretionary fund management which is listed on the London and Johannesburg stock exchanges and manages over £111.6 billion of client investments.

About the Job:

You will serve as the SME and escalation point for issues or queries referred to your colleagues in operations. Your responsibilities will include:

Analysis & Issue Resolution:
  • Rejections, data checks and liaison with Ops teams as required, Errors and Omissions report drafting for Compliance, Re-report planning.
Governance & MI:
  • Data collation for creation of MI report, coordination of monthly Transaction Reporting Working Group, and system enhancements/fixes to address issues.
Testing:
  • Testing of software changes/fixes/enhancements to core system ahead of release into production environment.
Third-party Data Reconciliation:
  • Manage data flows with third-party reconciliation partner for accuracy testing.
LSEG Regulatory Reporting (UnaVista):
  • Attend regular product planning and roadmap webinars to stay abreast of industry best practice.
Regulatory Environment:
  • Keep up to date with regulatory changes that impact the business (e.g. FCA, ESMA) escalating to management where change is our processes, procedures, data, or systems as required.


About You:
  • You should have experience of working in a transaction reporting framework and managing change. Ideally this experience would be from a private client investment management business. You will be proficient in Excel and experience in working with and manipulating large data sets.
  • You should be proactive in taking ownership of problems and resolving them to a satisfactory conclusion, look to identify and implement continuous improvement of operational processes, be flexible to the changing needs of the business and the changing regulatory environments we operate in.
  • Ideally you will have obtained the IOC qualification from the CISI or historic equivalent.

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