Compliance Officer

3 weeks ago


BurnhamonSea, Somerset, United Kingdom CONNECT RECRUITMENT CONSULTANTS LIMITED Full time

Job Title: Regional Compliance Manager

Description:

The Regional Compliance Manager will be responsible for ensuring the company remains compliant with regulatory requirements within the intermediary retail network. This involves performing compliance audits, providing regulatory support, and carrying out intermediary visits.

Key Responsibilities:

• Performing compliance audits and assessments within the intermediary retail network

• Providing regulatory support to ensure the company remains compliant with regulatory requirements

• Carrying out intermediary visits to ensure compliance with regulatory standards

Requirements:

• Strong understanding of regulatory requirements and compliance standards

• Excellent communication and interpersonal skills

• Ability to work independently and as part of a team



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