Associate, Quality Assurance Specialist
1 month ago
About the Role
MUFG is seeking a highly skilled Quality Assurance Associate to join our Financial Crime team. As a Quality Assurance Associate, you will be responsible for conducting quality assurance assessments across new on-boarding, periodic reviews, and event-driven reviews, including KYC and regulatory classifications.
Key Responsibilities
- Perform QA reviews of KYC activity conducted across MUFG's banking arm and securities business to determine whether outputs meet the established quality objectives set out within the Global QA Standards.
- Analyse observations/findings, perform de-briefing sessions to provide feedback and ensure enhancements in performance of Client Management Services function.
- Deliver an effective independent and retrospective review of processes to ensure a thorough & effective Customer Due Diligence is being conducted.
- Provide supporting and guidance to more junior members of the QA team, assisting in their overall development and growth.
- Develop an effective suit of Management Information reports for key stakeholders, for related activities covered within the Client Management Services function.
- Conducting analysis of the upcoming book of work within the Client On-Boarding team, enriching the data (through groupings and common alignment identifiers) and delivering output to the On-Boarding team and key stakeholders.
- Ensuring that the results of the QA reviews are communicated to the appropriate parties, tracked and addressed in a timely manner.
Requirements
- At least 5 years' experience in Anti Money Laundering, fraud and bribery or Financial Crime roles.
- Experience with Investment Banking & the On-Boarding of Corporate entities.
- Prior experience within Quality Assurance, Financial Crime Audit or equivalent roles.
- Relevant qualifications in Anti Money Laundering, fraud and bribery.
About MUFG
MUFG is a global network with around 2,300 offices in over 50 countries, offering services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. We are committed to embracing diversity and building an inclusive culture where all employees are valued, respected and their opinions count.
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