Head of Compliance
1 month ago
Overview
The Adelphi Research International is seeking a highly skilled and experienced Compliance Director to join their team. As a key member of the organization, this individual will be responsible for ensuring that the company complies with all relevant laws, regulations, and industry standards.
The Role
This is a global role that will cover agencies in the UK and US. The successful candidate will be a compliance expert who has a deep understanding of regulatory requirements and industry standards. They will be responsible for maintaining a positive image of Adelphi Research International in compliance externally with clients and professional bodies and internally with the company.
Responsibilities
- Stay up-to-date with relevant laws, regulations, and industry standards and ensure that the company is compliant.
- Monitor compliance with laws, regulations, and internal policies throughout the organization and develop robust and effective compliance controls.
- Interact with operational leads to ensure that all aspects of compliance are upheld in delivery of research projects.
- Provide support and help with external audits, including preparation and corrective actions.
- Assist in the gathering of internal information in response to client requests, RFIs, or audits and ensure that there is a consistent response to such requests.
- Build high-level relationships with relevant compliance client teams and professional bodies.
- Collaborate and liaise with compliance leads in other Adelphi Franchises to share best practices and learn from each other.
- Manage compliance teams across Research Franchise and ensure consistency across the teams.
Specific Accountabilities
Quality Management
- Ensure that the company is following quality standards and operating procedures required for ISO 20252 certification.
SOPs/Audits
- Develop and implement Research Franchise standard operating procedures (SOPs).
- Work with Adelphi Group Compliance to ensure Group SOPs are adhered to within the Research Franchise.
- Ensure regular audits are conducted to verify adherence with internal SOPs and industry standards.
Client Risk Assessments
- Work with IT to ensure efficient completion of Client Risk Assessments.
Security Evaluation Coordination
- Ensure third-party security evaluations are completed for all external partners and tools used to support the market research process.
Ethical and Legal
- Provide support on ethical and legal responsibilities when conducting market research.
- Ensure processes and procedures to meet legal, regulatory, and client-specific requirements are implemented.
Data Privacy
- Expertise in global data privacy requirements (GDPR specifically) and specific client privacy requirements.
Project Compliance
- Conduct training, prepare, and submit Adverse Event reports in compliance with market research standards and individual client requirements.
Skills and Competencies
- 5 years of relevant experience in market research compliance.
- Degree-level qualified (2:1 as a minimum in a relevant area), ideally with a relevant advanced qualification.
- A Practitioners Certificate in Data Protection, or a minimum of Level 3 Data Protection training, CIPP/E or CIPM or equivalent training for GDPR compliance.
- Proficiency in Word, Excel, and PowerPoint.
- A thorough, methodical approach with strong attention to detail.
- Strong project management skills.
- Strong communication skills.
Our Commitment
Adelphi Research International is committed to hiring and developing exceptional talent. We agree that talent is equally distributed, and we're focused on developing diverse teams that can bring the best solutions to everything we do. We strongly believe that celebrating what makes us different makes us better together.
-
Head of Compliance
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Head of Compliance
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...
-
Head of Compliance and MLRO
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance and MLROJob Summary: We are seeking a highly experienced Head of Compliance and MLRO to join our team at Compliance Professionals.Key Responsibilities:* Ensure all managers fulfill their responsibilities* Oversee and assist senior management as required* Develop and maintain policies and procedures of the AML/CTF* Conduct an...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...
-
Head of Compliance
2 months ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...
-
Head of Regulatory Compliance
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...
-
Head of Regulatory Compliance
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Head of Regulatory Compliance
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...
-
Global Head of Compliance
15 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...
-
Head of Compliance and Risk Management
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and MLRO
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance and MLROWe are seeking a highly experienced and skilled Head of Compliance and MLRO to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulations and laws.Key Responsibilities:Act as an Approved Person...
-
Head of Compliance and MLRO
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance and MLROWe are seeking a highly experienced and skilled Head of Compliance and MLRO to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulations and laws.Key Responsibilities:Act as an Approved Person...
-
Head of Compliance and Risk Management
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...
-
Head of Compliance and Risk Management
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...