Compliance Monitoring Specialist

4 weeks ago

London, Greater London, United Kingdom Vodafone Full time

Location: Newbury or London, hybrid working

Salary: Excellent basic salary plus bonus and Vodafone benefits

Working Hours: Full time hours per week – Mon to Fri

Vodafone UK is committed to driving inclusion for all, creating a workplace that is fully representative of the communities and customers we serve. We're proud to be certified as a Great Place to Work and are dedicated to building on our success and trailblazing the way to our next stage of digital growth.

The Compliance Monitoring Manager will be a Financial Crime subject matter expert and is responsible for supporting the Senior Manager of Policy, Monitoring and Governance with the creation and delivery of a robust compliance monitoring framework to ensure Vodafone meets its regulatory obligations.

The role re-enforces Vodafone's culture to comply with regulatory requirements by challenging gaps and behaviours that undermine regulatory compliance.

Key Responsibilities:

  • Deliver the compliance monitoring plan for financial crime activities to assess compliance to anti-money laundering (AML) regulations, sanctions laws, and other financial crime prevention regulations.
  • Provide senior leadership with independent assessments of UK regulatory compliance status.
  • Analyse customer interactions, process operations, records, contracts and data sets to assess regulatory compliance.
  • Drive cross-functional stakeholder discussions to address identified compliance gaps.
  • Brief senior leaders on monitoring outcomes and escalate issues where appropriate.
  • Agree corrective actions and hold senior leaders to account for delivery.
  • Provide content for the UK Risk & Compliance Committee and associated sub-forums.
  • Act as team subject matter expert for financial crime activities such as, sanctions, anti-bribery and corruption and anti-money laundering.
  • Perform monitoring risk assessments to shape and adjust the monitoring plan where needed.
  • Provide support and expertise to colleagues within the wider Risk & Compliance team.
  • Engage and coordinate with colleagues from 1st and 3rd lines of defence.
  • Manage or support ad hoc projects as required.

Requirements:

  • 2+ years of experience in financial crime prevention, AML, or compliance within the financial services or related industry.
  • Solid understanding of financial crime regulations and governance, compliance and risk management principles.
  • Experience operating a monitoring, assurance or audit framework within a 3 lines of defence model.
  • Good interpersonal skills with the ability to engage and influence senior leadership.
  • Strong analytical, written and communication skills, including Microsoft Office tools.
  • Knowledge of telecoms products would be an advantage.

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