AML and Compliance Risk Officer

3 weeks ago

London, Greater London, United Kingdom Boodle Hatfield Llp. Full time
Job Description

Boodle Hatfield LLP has been a trusted advisor to businesses and individuals for centuries. With a strong presence in the UK and internationally, our clients include a diverse range of sectors and organizations. Our primary objective is to provide expert advice to help our clients achieve their commercial goals.

We are seeking an experienced Senior Risk and Compliance Analyst to join our Risk and Compliance team. The successful candidate will work closely with the Risk and Compliance Manager and other team members to ensure compliance with relevant regulations, particularly in relation to new client and matter take-on procedures. This is a varied role that requires developing knowledge and practical experience across a range of risk and compliance areas.
  1. Review AML documentation in line with the firm's policies and complete risk assessments on new and re-opened clients and matters.
  2. Advise fee earners on the firm's AML requirements.
  3. Conduct research in relation to AML checks and use online systems to verify clients' identities and run background checks.
  4. Conduct ongoing monitoring of clients and enhanced client due diligence checks for higher-risk clients.
  5. Assist the Risk and Compliance Manager with team training and supervision of junior analysts within the team, including first-line escalation of issues.
  6. Monitor the Compliance team inbox and respond to queries.
  7. Monitor engagement letter compliance and respond to daily reports.
  8. Complete client and matter records maintenance, such as updating outdated records and advising on firm policy.
  9. Advise staff on the firm's compliance policies and best practice.
  10. Conduct new joiner and ad-hoc training for staff on the firm's compliance policies and procedures.
  11. Maintain compliance registers, such as undertakings.
  12. Assist the Risk and Compliance Director and Risk and Compliance Manager with ad-hoc projects and provide cover where necessary.

Requirements
  • Minimum 3 years' experience in a previous Risk and Compliance role.
  • Extensive AML experience, specifically risk assessment and partnering with Fee Earners to advise on risk management.
  • At least 1 year experience working in a law firm with a breadth of clients.
  • Excellent understanding of compliance rules in a law firm, including SRA requirements.
  • The ability to balance responsibility for routine day-to-day tasks with ongoing project work.
  • Proficient in the use of MS Office.

Salary: £50,000 - £60,000 per annum.

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