Regulatory Reporting Specialist
1 month ago
Work Location: London, United Kingdom
Hours: 35
Line of Business: TD Securities
Job Summary:
We are seeking a highly skilled Regulatory Reporting Specialist to join our London-based regulatory reporting team. The successful candidate will be responsible for supporting the daily transaction monitoring for EMIR, MIFID II & SFTR that TDS has the obligation to report.
Key Responsibilities:
- Ensure the accuracy and completeness of daily tasks, escalating issues and challenges promptly.
- Administer MIFID II, EMIR & SFTR requirements and accompanying tasks in accordance with agreed procedures.
- Manage exceptions from Trade Repository (TR) and Approved Reporting Mechanism (ARM).
- Run workflows and create bi-weekly presentation packs for key stakeholders.
- Perform reconciliations between source systems and reporting data to ensure compliance with regulatory timeframes.
- Maintain relationships with counterparties and internal stakeholders, resolving queries and escalations.
Requirements:
- Operational knowledge of MIFID, EMIR & SFTR requirements.
- Proficient in Microsoft office software.
- Strong Excel skills.
- Prior Alteryx experience is advantageous.
TD Bank Values:
We are committed to fostering an inclusive, accessible environment where all employees and customers feel valued, respected, and supported.
Our Culture:
We are guided by our purpose to enrich the lives of our customers, communities, and colleagues, and share a set of values that shape our culture and guide our behavior.
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