Insurance Sector Compliance Lead

2 weeks ago


City Of London, United Kingdom MERJE Ltd Full time

We are seeking a highly skilled Compliance Operations Manager to join our team at MERJE Ltd.

About the Role

This exciting opportunity allows you to play a crucial role in delivering key compliance activities, including regulatory reporting, managing TOBAs, conducting due diligence checks, and supporting regulatory approvals.

Key Accountabilities:
  • Lead on TOBAs, maintaining the register and conducting continuous monitoring
  • Coordinate regulatory returns and correspondence
  • Manage Conflicts of Interest log and Gifts and Hospitality log
  • Support compliance monitoring activities and regulatory approvals for UK & Belgium
  • Coordinate compliance training and ensure completion of Continuous Professional Development
Requirements and Qualifications

To succeed in this role, you will require:

  • Degree in Law, Finance, Business, or related field
  • Understanding of UK insurance industry regulatory requirements and FCA rulebooks
  • Excellent analytical, problem-solving, and communication skills
  • Ability to work independently and collaboratively in a fast-paced environment
  • Strong attention to detail and commitment to upholding ethical standards

The expected annual remuneration for this position is £45,000, based on your skills and qualifications.



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