Pension Case Review Specialist
4 weeks ago
At Click and Connect Online Limited, we are seeking a highly skilled Pension Case Checker to join our team.
This exciting opportunity involves file review responsibilities within our UK division, focusing on ensuring excellent client outcomes through meticulous and accurate advice reviews.
As a member of our small compliance team, you will serve as a crucial partner to the company, identifying and taking ownership of individual and systemic advice risks as they arise.
The role offers significant potential for growth, with opportunities to explore various compliance areas based on individual interests and business requirements.
Key Responsibilities:
Conduct comprehensive file reviews for retail investment and pension advice, prioritizing Defined Benefit Transfer advice files.
Provide clear, consistent, and constructive feedback to advisers/paraplanners.
Monitor rework and sign off on cases upon completion.
Drive excellent client outcomes through precise, high-quality advice reviews.
Manage diary effectively and prioritize reviews, particularly focusing on Presale cases.
Identify common errors and participate in root cause analysis.
Contribute to the ongoing enhancement of the file review framework.
Requirements:
Essential qualification: Level 4 Diploma.
Preferred: AF7 or equivalent pension transfer qualification. Candidates working towards this qualification will also be considered.
Background in IFA or network advantageous.
Strong technical acumen and communication skills.
Essential experience in reviewing Defined Benefit Pension Transfer files.
What We Offer:
Take the next step in your career and join a firm that will inspire and propel you forward. Contact us now to apply and embark on a rewarding journey with our esteemed client.
Remote Work: No
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