Compliance Expert

3 weeks ago

London, Greater London, United Kingdom Service Care Legal Full time

Service Care Solutions is currently recruiting on behalf of a local authority in London for a seasoned Compliance Expert to join the team on a temporary basis. The postholder will be responsible for delivering an efficient and effective internal audit service, covering a full range of functions across the authority.

The ideal candidate will have extensive relevant experience as a Senior/Principal Auditor within a Local Authority and possess CCAB, CMIIA or AAT qualifications. They will also have a thorough understanding of risk-based auditing and be able to assimilate complex and diverse material to reach professional and balanced conclusions.

Main responsibilities include:

  • To contribute to the development of risk-based audit plans to achieve an efficient and effective service, aligned with recognised professional practice.
  • Review, appraise and report on the adequacy of risk management arrangements and internal controls, highlighting areas for improvement.
  • Operational responsibility for audit projects, managing time successfully and handling multiple pieces of work simultaneously.
  • Evaluate the risk management arrangements and control environment to ensure its effectiveness.
  • Prepare and issue reports to senior managers and Corporate Directors/Chief Executive that set out the findings from audits.

The successful candidate will receive a competitive daily rate of £247 (umbrella), reflecting the challenging nature of the role and the high demand for skilled professionals in the field. If you are interested in this opportunity, please contact us for further information.

  • Compliance Advisory Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

  • Compliance Risk Management Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

  • Regulatory Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

  • Compliance Expert: Shaping Global Risk Management

    3 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    We are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...

  • Strategic Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

  • Financial Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

  • Compliance Expert

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...

  • Compliance Expert Professional

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

  • Compliance Risk Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryWe are seeking a highly skilled Senior Risk and Compliance Analyst to join our AJ Fox Compliance team. This is an exciting opportunity for someone looking to develop their compliance career and gain hands-on experience with a variety of compliance areas, including Anti-Money Laundering (AML) and conflicts management.The ideal candidate will have a...

  • Compliance and Regulatory Expert

    2 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job Description:">AJ Fox Compliance is seeking a highly skilled AML Compliance Associate to join their legal team in London. As a key member of the Compliance team, you will be responsible for supporting the team in all their legal and regulatory duties.">Key Responsibilities:">">Perform risk assessments at client onboarding and during updates of CDD...

  • Regulatory Compliance Specialist

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

  • Compliance Expert for Financial Institutions

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

  • Compliance Director

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

  • Compliance Expert

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

  • Tax Services Expert

    2 weeks ago

    London, Greater London, United Kingdom Sovos Compliance Full time

    Sovos Compliance is looking for a highly skilled Tax Services Expert to join our team. In this role, you will be responsible for preparing and filing IPT returns for clients, ensuring accuracy and timeliness.The ideal candidate will possess excellent analytical skills, attention to detail, and the ability to work independently in a fast-paced environment. We...