Investment Banking Audit Specialist

1 day ago


London, Greater London, United Kingdom Alexander Ash Consulting Full time

Job Description:

We are seeking an experienced Investment Banking Audit Specialist to join our team at Alexander Ash Consulting.

Company Overview: Our client, a Tier 1 Investment Bank, is a leading financial institution with a strong presence in the global markets. We are looking for a professional who can assist in ensuring the effective operation of our internal controls and risk management processes.

About the Role: As an Internal Audit specialist, you will be responsible for undertaking periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness. You will work closely with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.

Key Responsibilities:

  • Undertake periodic product and thematic reviews across the Investment Bank.
  • Develop productive working relationships with senior Front Office management.
  • Challenge the completion of operational risk and control self-assessments.
  • Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented.

Key Requirements:

  • ACCA / CIMA / ACA qualified.
  • A good understanding of Markets (traded products) and Investment Banking products within a major financial institution.
  • An understanding of modern governance, risk, and control assessment techniques.
  • Experience in one or more of the following areas: front office supervisor role, COO role, internal audit, operational risk management, or related disciplines, in the financial services industry.

Benefits:

  • The opportunity to work with a leading financial institution.
  • A competitive salary of £80,000 - £110,000 per annum.
  • A comprehensive benefits package.

Salary: The estimated salary for this role is £90,000 per annum, based on the company's location and industry standards.


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