Financial Services Specialist

3 weeks ago


Bath, Bath and North East Somerset, United Kingdom CV-Library Full time
Paraplanner Job Description

Our client, a leading Wealth Management firm, is seeking an experienced Paraplanner to join their team on a permanent basis.

Key Responsibilities:
  1. Interpret data obtained by advisers during client meetings and analyze it to provide solutions that meet client needs and objectives.
  2. Use research tools to develop recommendations and create written reports, including suitability letters, client-specific illustrations, and key features documents.
  3. Ensure that significant risk issues are referred to the Head of Compliance where necessary.
Requirements:
  1. Level 4 Diploma in Financial Services and working towards Level 6 Advanced Diploma.
  2. Practical awareness and up-to-date knowledge of retail financial products and current regulatory expectations.


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