Head of Compliance Oversight

Job Title: Head of Asset ManagementJob Summary:We are seeking a highly experienced and skilled Head of Asset Management to join our Compliance Professionals team. The successful candidate will be responsible for leading and managing the account opening KYC profiles for wealth management clients, ensuring compliance with bank policies and regulatory...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

We are looking for a highly skilled professional to fill the role of Head of Academic Oversight at SOAS, University of London. This is a challenging opportunity for someone with strong leadership and management skills to oversee the independent investigation of student cases.The successful candidate will have a proven track record in managing teams and will...

Compliance OfficeThe ideal candidate will have demonstrated experience in broking/prime broking and will be responsible for managing global regulatory relationships. They will also be responsible for providing advisory coverage of all business desks globally in conjunction with local Compliance Officers. Additionally, they will oversee global regulatory...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

About Vantage:We are an award-winning, multi-asset broker with a global footprint. Our platform provides a seamless trading experience and serves as a hub for learning and networking.Our diverse range of over 1,000 CFD products includes forex, indices, commodities, shares, ETFs, bonds, and cryptocurrencies. We offer comprehensive tools and dedicated support...

Job OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...

Compliance Professionals seek a seasoned professional for the role of Global Head of Regulatory Excellence. The ideal candidate will have demonstrated expertise in broking or prime broking and a deep understanding of regulatory frameworks.The position involves overseeing global regulatory relationships, providing advisory coverage to all business desks...

We are looking for a Head of Academic Oversight to join our team at Coventry University Group. As a key member of our senior leadership team, you will be responsible for ensuring that our educational programs are delivered to the highest standards of quality and innovation.About the JobIn this role, you will be responsible for providing academic oversight...

Job SummaryWe are seeking a highly skilled Compliance Oversight Specialist to join our team at TD Bank. As a key member of our Compliance department, you will be responsible for ensuring the global compliance program aligns with regulatory requirements and supports the asset management business.Key Responsibilities:Provide leadership and oversight to ensure...

Job Title: Compliance Oversight SpecialistEstimated Salary Range: £80,000 - £110,000 per annumCompany Overview:SilverRock Bank is a pioneering financial institution dedicated to delivering fairer financial outcomes. Our mission is to empower lenders and enable savers to prosper through innovative data-driven solutions.Job Description:We are seeking a...

**About the Role:**This full-time, permanent position involves working remotely from home as a Compliance Oversight Specialist. Your primary responsibility will be to oversee and maintain competence with regulatory requirements governing mortgage lending activities. You will work closely with our advisers to ensure they achieve and maintain Competent Adviser...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Alexander Barnes is seeking a Senior Compliance Officer to lead a European Payments FinTech search.This role is responsible for ensuring regulatory adherence and managing compliance risks as the company continues its growth trajectory.The Compliance Conduct Lead will play a key role in the oversight of policies, frameworks, and risk management processes,...

Company OverviewThe UK Privacy, Risk and Compliance team at Equifax plays a pivotal role in ensuring the company adheres to regulatory requirements and industry standards. This team is responsible for providing expert guidance and support to various business units within Equifax.The Senior Compliance Monitoring Manager reports directly to the Compliance...

Job Description:We are recruiting for an experienced Compliance professional to assume the role of Senior Compliance Lead. Reporting directly to the COO, you will lead a small compliance team within a London Market insurer and be responsible for the oversight of all compliance functions. This includes the advisory, monitoring, and oversight of compliance...

Job SummaryWe are seeking a Senior Compliance Oversight Specialist to lead our compliance monitoring team in delivering a consistent and effective compliance monitoring programme. This strategic role involves developing and implementing comprehensive compliance monitoring plans, identifying and assessing potential compliance risks, and conducting regular...

Complaints Oversight Lead OpportunityDVF Recruitment is currently partnered with a Global Leading Insurer seeking a Complaints Oversight Lead to join their London-based office on a 6-month fixed-term contract. This role involves heading to the office 1-2 times a week and offers a competitive salary of up to £69,000 (pro rata based on 6 months).Key...