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Compliance Officer

1 month ago


Wokingham, Wokingham, United Kingdom Pure Law Recruitment Full time
Job Title: Compliance Officer

We are seeking a highly skilled Compliance Officer to join our team at Pure Law Recruitment. The successful candidate will be responsible for ensuring our client, a well-established law firm, remains compliant with all regulatory and legal requirements.



Main Responsibilities:


  • Provide support and assistance to the COLP, COFA, MLRO, and DPO in their daily compliance activities.
  • Ensure the firm is compliant with government and SRA regulations at all times, investigating any irregularities.
  • Monitor compliance and ensure the firm adheres to legal and ethical guidelines.
  • Identify potential risks and activities that may violate regulations and SRA standards.
  • Manage conflict queries and higher-risk conflict queries with the relevant Officer.
  • Perform routine risk assessments to understand compliance risk, scope, and significance.
  • Assist the Operations Team with tasks as required.


Requirements and Skills:


  • Regulatory knowledge, including laws and regulations that apply.
  • Data analysis and analytical skills to research and interpret data.
  • Good computer skills, including knowledge of Office 365.
  • Excellent communication skills, with the ability to communicate regulations and laws to all employees.
  • Critical thinking, with the ability to assess guidelines and put them into practice.
  • Problem-solving skills, with the ability to identify risks of noncompliance and ensure they are mitigated and eliminated.
  • Excellent attention to detail.
  • Ability to multi-task, set priorities, and manage time effectively.
  • The ability to work independently.
  • Previous legal sector experience is desirable.


The Role:


  • Working hours: 9:00am to 5:30pm, Monday to Friday.
  • Location: Berkshire.


Our client is a well-established and recognized law firm with offices in Farnham, Reading, and Wokingham. They are committed to providing a supportive, responsive, and trusted service to their clients.