Technology Compliance Auditor

2 weeks ago

Birmingham, Birmingham, United Kingdom Deutsche Bank Full time
Job Title: Technology Compliance Auditor

The Technology Compliance Auditor will lead or work independently on audits of a specific business/functional area/region and evaluate the adequacy and effectiveness of internal controls relating to risks within those business areas. The role involves evaluating the adequacy and effectiveness of internal controls relating to Technology supporting - Compliance, Anti-Financial Crime (AFC), Legal, Human Resources (HR) and Records Management/Archiving areas in accordance with Group Audit methodology and the established risk assessment framework.

Your Key Responsibilities
  • Evaluate the adequacy and effectiveness of internal controls relating to Technology supporting - Compliance, Anti-Financial Crime (AFC), Legal, Human Resources (HR) and Records Management/Archiving areas
  • Undertake audit assignments, plan audits, attend meetings with internal stakeholders as and when required, draft audit issues and share for review by audit management, conduct tracking of audit findings and validate closure of audit findings
  • Participate in meetings with business auditors and provide input for business led ('front to back') audits
  • Develop and maintain broad regulatory knowledge & experience. Stay abreast of business/industry changes and their effect on the team's audit plan, audit methodology and risk assessments
  • Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas. Work in an integrated manner with fellow team members both locally and globally

Your Skills and Experience
  • University degree in Information Technology, Computer Science or related discipline and professional certification (e.g., CISA, CRISC, CCSP, ITIL, COBIT, CIA, CFE, CPA, etc.) preferred
  • Significant, demonstrable experience of IT auditing (e.g. audits of automated business controls and of the implementation of new systems). Experience of audits of IT general controls is a pre-requisite
  • Ability to identify and evaluate risks within the control environment. Sound judgment on the impact of issues raised, as well as strong analytical, communication and project management skills
  • Excellent written & verbal communication skills, with the ability to communicate effectively at all levels within Group Audit and with Stakeholders

About Us

Deutsche Bank is the leading German bank with strong European roots and a global network. We promote good working relationships and encourage high standards of conduct and work performance. We welcome applications from talented people from all cultures, countries, races, genders, sexual orientations, disabilities, beliefs and generations and are committed to providing a working environment free from harassment, discrimination and retaliation.

Visit Inside Deutsche Bank to discover more about the culture of Deutsche Bank including Diversity, Equity & Inclusion, Leadership, Learning, Future of Work and more besides.

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