Fintech Risk Management Specialist

4 weeks ago


London, Greater London, United Kingdom Clear Junction Group Full time
Clear Junction Group: A Global Payments Company

Clear Junction Group is a leading global payments company, licensed and regulated by the FCA in the UK. Our company offers end-to-end payment solutions based on proprietary in-house technology, designed to meet the growing needs of global financial companies.

About the Role

We are seeking a Client Onboarding Compliance Officer to support our compliance processes, including due diligence, AML, and risk management for prospective clients. This role offers a chance to contribute to a dynamic and growing fintech company while working closely with key stakeholders to ensure adherence to regulatory standards.

Key Responsibilities
  • Act as the first line of defence for any inbound new business prospects alongside the Business Development Managers (BDM)/ Relationship Managers (RM) with respect to AML, FinCrime and sanction risk- and compliance-related issues.
  • Screening prospective clients for sanctions, PEP exposure and adverse media to determine whether they are within risk appetite.
  • Join calls/meetings alongside BDM/RM to assess potential risks of onboarding prospects.
  • Working collaboratively with the RMs and providing guidance/assistance on compliance matters, including potential compliance risks.
  • Supporting the implementation of controls across business lines.
  • Contribute to the development, maintenance and implementation of sales- and compliance-related policies, procedures and other internal regulations, if requested by the department's management.
  • Develop suggestions to enhance the CRM and other licensed and freeware tools used by the Sales and Marketing Department, as well as their integration with other software and services used by the company.
  • Contributing to the periodical monitoring, transaction and sanction screening, if requested.
  • Notifying the Head of Commercial Compliance about concerns and making escalations to the second line of defence where appropriate.
Requirements
  • Substantial experience in KYC/ KYB, Due Diligence, preferably in a fintech or finance industry.
  • Proven experience in risk management, preferably in a fintech or finance industry.
  • Understanding of risk management frameworks, methodologies, and tools.
  • A track record of managing risks and implementing risk management strategies.
  • Skills in conducting company searches and use of resources such as Dow Jones Risk Centre is desirable.
  • Knowledge of different types of financial services.
What We Offer
  • Competitive Salary based on experience.
  • Hybrid Working Arrangement (minimum of 3 days in the office).
  • 25 days annual leave (prorated to FTC equivalent).
  • Group Life Assurance.
  • Enhanced Company Pension.


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