Regulatory Assurance Expert

2 weeks ago


London, Greater London, United Kingdom BMO Full time
Job Summary
BMO Capital Markets is seeking a Regulatory Assurance Expert to join our team. The successful candidate will have a strong background in risk management and compliance, with a focus on regulatory assurance. They will be responsible for maintaining a library of applicable regulations, executing the annual RCRA process, and providing regular reporting to senior management and committees.
Responsibilities
  1. Maintain a library of applicable regulations, including associated compliance controls.
  2. Execute the annual RCRA process, developing KPIs and KRIs to measure and monitor regulatory compliance risk.
  3. Execute a risk-based monitoring and testing programme to assess the integrity of the control environment on an ongoing basis.
Requirements
  • A degree-educated professional with a minimum of five years of experience in the financial services industry.
  • Strong knowledge of risk, compliance, control or audit frameworks and how they relate to a capital markets business.
  • Excellent analytical skills; ability to review and assess detailed information and form an opinion in relation to implications for BMO Capital Markets.

Salary: $110,000 - $130,000 per annum.


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