Compliance Risk Manager

1 day ago


Warrington, Warrington, United Kingdom Austin Fraser Full time

Austin Fraser is a reputable financial planning firm seeking a seasoned Compliance Risk Manager to join our team.

Job Overview:

We are looking for a highly experienced Compliance Risk Manager to assist the Head of Compliance in managing and mitigating compliance risks across the organisation. This includes conducting regular audits, identifying areas of improvement, and implementing effective risk management strategies.

The successful candidate will have extensive experience in a similar role within the Financial Services Industry, preferably in the Financial Adviser/Wealth Management sector. Excellent communication skills, including formal report writing, and a high level of IT literacy are also essential.

Estimated Salary: £50,000 - £60,000 per annum.

Responsibilities:
  • Conducting regular audits to identify compliance risks and areas of improvement.
  • Implementing effective risk management strategies to mitigate identified risks.
  • Providing guidance and support to staff on compliance matters.


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