Compliance Oversight Specialist
2 days ago
- Provide oversight of first-line activities from a second-line perspective by carrying out monitoring activities driving actions to make improvements.
- Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation, and reporting.
- Assist in annual compliance reviews and risk assessments.
- Provide compliance advice to the business around compliance monitoring, compliance standards, and processes.
The successful candidate will have:
- Experience working in a compliance role within Financial Services.
- Strong exposure to completing compliance monitoring reviews.
- Knowledge of the FCA handbook and the financial services regulatory framework.
- Strong communication and stakeholder management skills.
This role offers a competitive salary and benefits package, along with opportunities for professional growth and development.
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Compliance Oversight Specialist
1 week ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeJob Title: Compliance Oversight SpecialistWe are seeking a highly skilled Compliance Oversight Specialist to join our team in Edinburgh. As a key member of our Financial Services client's compliance department, you will be responsible for providing oversight of first-line activities from a second-line perspective.Responsibilities:- Design and implement an...
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Compliance Oversight Manager
3 days ago
Edinburgh, Edinburgh, United Kingdom Pick for Britain Full timeAbout the OpportunityWe're seeking a Compliance Oversight Manager to join our Payments & Fraud team. As a key member of the team, you'll be responsible for delivering high-quality compliance oversight services to ensure that NatWest's payments and fraud-related activities are operating effectively and efficiently.Key ResponsibilitiesDevelop and implement...
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Partnership Oversight Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom Tbwa ChiatDay Inc Full timeJob Title: Partnership Oversight SpecialistJob Summary:We are seeking a highly motivated and detail-oriented Partnership Oversight Specialist to join our team in Edinburgh, UK. As a key member of our Partnership Oversight function, you will play a crucial role in overseeing the activities of our partners, ensuring they meet regulatory requirements and...
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Compliance Oversight Manager
1 week ago
Edinburgh, Edinburgh, United Kingdom Royal London Mutual Insurance Society Full timeAbout the OpportunityWe are looking for a highly skilled Compliance Oversight Manager to join our team in Hybrid 50% home/office based location.The ideal candidate will have strong knowledge of PRA/FCA requirements as they apply to BPA business and Financial Services. Experience in an operational risk environment in Financial Services, preferably with...
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Risk Oversight Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom Modulr Finance Limited Full timeJob OverviewWe are seeking an experienced Risk Oversight Specialist to join our team at Modulr Finance Limited in Edinburgh, UK. This is a unique opportunity to leverage our "Office First" strategy and work with our expanding network of accounting and payroll platforms.The successful candidate will have a strong background in risk & compliance, with...
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Financial Services Oversight Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom M&G plc Full timeAt M&G plc, we're committed to delivering exceptional results for our clients. As an Investment Accounting Oversight Specialist, you'll play a critical role in ensuring the integrity of our financial services.About UsWe have a diverse workforce and an inclusive culture underpinned by our policies and employee-led networks. Our goal is to attract, promote,...
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Investment Fund Oversight Specialist
1 month ago
Edinburgh, Edinburgh, United Kingdom ENGINEERINGUK Full timeWe are seeking an experienced Investment Fund Oversight Specialist to join our team at ENGINEERINGUK. As a key member of our Financial Services department, you will play a critical role in ensuring the effective oversight and management of our investment funds.Job DescriptionIn this position, you will be responsible for analyzing emerging trends and issues...
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Regulatory Oversight Manager
6 days ago
Edinburgh, Edinburgh, United Kingdom Meraki Talent Ltd Full timeKey ResponsibilitiesThe Regulatory Oversight Manager will be responsible for designing the annual compliance monitoring plan, overseeing agreed monitoring activities, and providing compliance advice to the business.This includes scoping, fieldwork, documentation, and reporting, as well as assisting in annual compliance reviews and risk assessments.The...
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Investment Fund Oversight Specialist
3 days ago
Edinburgh, Edinburgh, United Kingdom Bruin Full timeBruin, a leading Financial Services brand based in Edinburgh, is partnering with talented professionals to fill a Fund Accountant - NAV specialist position within their oversight team.The role involves executing key oversight activities, including controls, swing pricing oversight, fair value pricing event assessments, and supporting the trade life cycle.To...
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Financial Oversight Specialist
2 days ago
Edinburgh, Edinburgh, United Kingdom Bruin Full timeJob OverviewBruin, a leading recruitment agency, is proud to partner with a well-established Financial Services company based in Edinburgh.We are seeking an experienced Fund Accountant - NAV specialist to join their oversight team.The ideal candidate will have a solid understanding of investment instruments and fund types, as well as excellent analytical...
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Third Party Oversight Specialist
1 week ago
Edinburgh, Edinburgh, United Kingdom Willis Towers Watson Full timeJob Title: Accounting AnalystLocation: Willis Towers WatsonDescription: We are seeking an Investment Fund Accountant to support the oversight of service providers, assist with projects, and review sub-investment manager fees.About the JobThis is a fantastic opportunity for a detail-oriented and analytical individual to join our Third Party Oversight team at...
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NAV Oversight Expert
6 days ago
Edinburgh, Edinburgh, United Kingdom Bruin Full timeBruin, a leading Financial Services firm based in Edinburgh, is seeking a highly skilled Fund Accountant - NAV specialist to join their team. This role offers an exceptional opportunity for individuals with a strong background in financial services and a passion for delivering high-quality results.Key responsibilities include:Demonstrating a good range of...
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Edinburgh, Edinburgh, United Kingdom Phoenix Group Holdings Full timeWhat We're Looking ForWe are seeking a skilled Compliance Risk Analyst to join our Asset Management Oversight team at Phoenix Group Holdings. As a key member of our Business Control and Governance unit, you will play a critical role in identifying and mitigating potential risks within our portfolio.The successful candidate will possess strong analytical...
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Accounting Oversight Professional
6 days ago
Edinburgh, Edinburgh, United Kingdom M&G plc Full timeAbout Us">M&G plc is an international savings and investments business with roots stretching back over 170 years. We offer a range of financial products and services through Asset Management, Life, and Wealth.">Job Description">We are seeking an experienced professional to join our team as an Investment Accounting Oversight Specialist. The successful...
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Technology Compliance Officer
4 weeks ago
Edinburgh, Edinburgh, United Kingdom F4413 Franklin Templeton Global Investors Limited Full timeAbout This OpportunityWe're seeking a seasoned professional to join our Technology Oversight team as a Technology Risk Oversight Specialist. In this role, you'll be responsible for ensuring that our technology operations meet the highest standards of regulatory compliance, while also identifying areas for improvement and implementing strategies to mitigate...
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Partnership Oversight Director
1 week ago
Edinburgh, Edinburgh, United Kingdom Tbwa ChiatDay Inc Full timeRole OverviewThis is a key leadership position within the Partner Oversight team, responsible for ensuring that designated partners have the necessary controls in place to operate within Modulr's risk and compliance framework. The role requires strong stakeholder management skills, as well as experience operating in a regulated business with a deep...
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Investment Fund Oversight Expert
8 hours ago
Edinburgh, Edinburgh, United Kingdom M&G Full timeJob OverviewThe Investment Accounting Oversight Specialist will play a pivotal role in a centralised function for Investment Accounting across various M&G fund ranges, including Life Funds. This team ensures the integrity and accuracy of ledger data, provides analytical and regulatory reporting, technical guidance, and supports business change.This...
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Regulatory Oversight Specialist
4 weeks ago
Edinburgh, Edinburgh, United Kingdom Lloyds Banking Group Full time**Job Summary**We are seeking a seasoned Investment Solutions Manager to join our team. As a key member of our Investment Solutions function, you will be responsible for ensuring the ongoing governance and oversight of investment solutions across workplace pensions, D2C, and advised distribution channels.The ideal candidate will have a deep understanding of...
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Asset Compliance Coordinator
1 week ago
Edinburgh, Edinburgh, United Kingdom State Street Full timeJob DescriptionWe are seeking a highly skilled Compliance Risk Officer to join our team at State Street. As a key member of our Compliance function, you will be responsible for assisting the IS/GD UK Compliance Team in delivering all regular activities as part of the Compliance Advisory programme.The role involves actively promoting a culture of Compliance,...
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Financial Oversight Specialist
1 week ago
Edinburgh, Edinburgh, United Kingdom PSR Limited Full timeJob DescriptionWe are seeking a seasoned professional to fill the position of Technical Specialist - Regulatory within our Authorisations Division.Your primary responsibilities will include:Developing and implementing a data-led approach to authorising and supervising new financial services businesses.Collaborating with cross-functional teams to identify...