Compliance Assurance Officer
4 days ago
We are seeking a highly motivated and organized Compliance Assurance Officer to join our expanding Risk & Compliance team in Leeds or London.
About the RoleAs a Compliance Assurance Officer, you will support the assurance managers in executing the group assurance programme, performing assurance tasks across multiple 1st line teams. Your primary responsibilities will include:
- Assisting in the execution of the testing required as part of the annual Compliance Assurance Programme.
- Assisting the Compliance Assurance Managers to carry out testing by gathering data, documents, processes, and other Management Information as required.
- Writing up findings/recommendations, agreeing responses with the area under review and present the findings/recommendations as part of the Assurance Report.
- Recording all recommendations and actions resulting from reviews undertaken and pro-actively chase these until resolution.
- Identifying trends and root causes in all breaches and shortcomings; being proactive and collaborative with line management to make relevant changes to policies, procedures and working practices.
- Reviewing and critically appraising evidence presented in support of proposed action closure.
- Providing ad-hoc support to the wider team as required.
To be successful in this role, you will need:
- Previous Audit or Assurance experience in a highly regulated industry.
- Excellent communication skills and ability to build strong working relationships with stakeholders.
- Understanding of governance and control frameworks.
- Gaming Experience is preferable but not essential.
We offer a competitive salary and bonus schemes, hybrid working, 25 days holiday, plus 8 bank holidays and an extra day for your birthday. You will also have access to discounts at high-street retailers, industry-leading maternity and paternity leave, paid time off for caring responsibilities, and comprehensive healthcare options.
We prioritize diversity, equity, and inclusion and foster a welcoming and safe workplace that values all forms of diversity and provides opportunities for growth.
Apply today to kickstart your application with the evoke Family.
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